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Regulators

CySEC

CySec imposed an Administrative Fine of €105.000 on a Cyprus Investment Firm

22/08/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that the Commission decided to impose a total administrative fine of €105.000 to the CIF ... Read More
Securities Exchange Commission

Former Goldman Sachs Trader Settles Fraud Charges

19/08/2016(0)
The Securities and Exchange Commission today announced that the former head trader in residential mortgage-backed securities (RMBS) at Goldman Sachs has agreed to be barred from the securities industry ... Read More
FXCM_Wall_Logo

CFTC charges Forex broker FXCM with Undercapitalization

19/08/2016(0)
The CFTC Complaint, filed on August 18, 2016, alleges that FXCM, as an RFED in the business of offering or engaging in retail off-exchange foreign currency transactions, was required ... Read More
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CFTC charges TradeMasters and its owner for fraud

18/08/2016(0)
CFTC Alleges Schacke and his Company TradeMasters Fraudulently Solicited at Least $155,626 from at Least 36 Investors Federal Court Issues Restraining Order Protecting Defendants’ Books and Records and Granting ... Read More
CySEC

CySec approved a new Administrative Services Provider firm

17/08/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that a firm has been approved as Administrative Services Provider (ASP). According the announcement, the below ... Read More
ASIC_regulator

ASIC cancels financial services licence

17/08/2016(0)
ASIC has cancelled the Australian financial services licence held by Marigold Falconer International Limited (Marigold Falconer). Marigold Falconer was unable to satisfy ASIC that it could obtain insurance cover ... Read More
IOSCO logo -large

Reports from CPMI-IOSCO advance regulatory agenda on central counterparties

16/08/2016(0)
Reports published today by the Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) are aimed at enhancing the resilience of central counterparties ... Read More
FSMA logo

Certain financial derivatives such as binary options, CFDs with leverage will be restricted by FSMA

16/08/2016(0)
The Financial Services and Markets Authority (FSMA) of Belgium has issued an announcement to inform that the authority establishes a framework for the distribution of OTC Derivatives (Binary options, ... Read More
CySEC

CySec informs that Cyprus Investment Firm renounced its authorisation

12/08/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that, on 24 June 2016, the CIF Xenon Capital Partners Ltd (the ‘Company’), which provided investment services ... Read More
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SEC announced fraud charges against Investment Adviser for stealing money from investors

12/08/2016(0)
The Securities and Exchange Commission today announced fraud charges against a San Francisco man and his investment advisory firm accused of pretending to manage millions of dollars in assets ... Read More
Broker Cyprus TopFX