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Regulators

Logos of Deutsche Bank AG are seen in Tokyo

FINRA Fines Deutsche Bank Securities Inc. $12.5 Million for Inadequate Supervision of Internal Communications

09/08/2016(0)
The Financial Industry Regulatory Authority (FINRA) today announced it has fined Deutsche Bank Securities Inc. $12.5 million for significant supervisory failures related to research and trading-related information it disseminated ... Read More
ASIC_regulator

ASIC’s enforcement report highlights key enforcement outcomes for January-June 2016

08/08/2016(0)
ASIC has today released its enforcement report for the period 1 January 2016 to 30 June 2016. The report highlights ASIC’s long-term challenges and areas of focus going forward, ... Read More
fed-logo-colour

Goldman Sachs to pay a $36.3 million penalty

08/08/2016(0)
The Federal Reserve Board on Wednesday ordered Goldman Sachs Group to pay a $36.3 million civil money penalty for its unauthorized use and disclosure of confidential supervisory information and ... Read More
ASIC_regulator

ASIC cancels licence of Pacific Millennium International Investment Group Pty Ltd

05/08/2016(0)
ASIC has cancelled the Australian financial services (AFS) licence of Pacific Millennium International Investment Group Pty Ltd (PMIIG) after it was found to have breached the obligations of a ... Read More
ASIC_regulator

ASIC warns investors about Titantrade.com

04/08/2016(0)
ASIC is warning the public not to click on any advertising being marketed under the brand ‘Titantrade’, a website by which trading in binary options is being offered. A ... Read More
Barclays

Barclays fined $1.3 Million for failures and violations

04/08/2016(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Barclays Capital Inc. $1.3 million for systemic Order Audit Trail System (OATS) reporting violations and related supervisory ... Read More
bank-of-israel

Bank of Israel reports Monetary Policy for the six Months 0f 2016

03/08/2016(0)
Monetary policy: During the first half of 2016, the Monetary Committee decided to leave the interest rate at a level of 0.1 percent. For both July and August, which belong ... Read More
amf

AMF bans Rodeler Limited (24option) from providing financial services in France

03/08/2016(0)
The Autorité des Marchés Financiers (AMF) has issued an announcement to inform that: The service provider Rodeler Limited (regulated by the Cypriot financial regulatory agency) offers access to binary ... Read More
China

China regulator shutters 10,000 funds

02/08/2016(0)
China’s funds regulator said on Monday it has canceled the licenses of over 10,000 funds, amid a crackdown on the country’s poorly regulated fund management sector, which has been ... Read More
RBA

The Reserve Bank of Australia decided to lower the cash rate by 25 basis points

02/08/2016(0)
At its meeting today, the Board decided to lower the cash rate by 25 basis points to 1.50 per cent, effective 3 August 2016. The global economy is continuing to grow, at ... Read More
Broker Cyprus TopFX