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Regulators

ASIC_regulator

ASIC cancels AFS licence for failing to lodge financial statements

26/07/2016(0)
ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based Edwards Benefits Advisors Pty Ltd (Edwards Benefits) for failing to comply with a number of key obligations as ... Read More
esma regulator

Cyprus based investment firms and CySec’s work highlighted on ESMA’s warning for speculative products

26/07/2016(0)
The European Securities and Markets Authority (ESMA) has issued a warning about the sale of contracts for differences (CFDs), binary options and other speculative products to retail investors who ... Read More
CySEC

CySec approved a new firm as Administrative Services Provider

26/07/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that a firm has been approved as Administrative Services Provider (ASP). According the announcement, the below ... Read More
Bank of Russia, Moschow

Central Bank of Russia decided to revoke the banking license of a credit institution

25/07/2016(0)
The Central Bank of Russia has issuesd a press releases to inform regarding its decision to revoke the banking license of a Russian Bank. According to the press release, ... Read More
Securities Exchange Commission

SEC Halts Ongoing Fraudulent Stock Scheme

25/07/2016(0)
The Securities and Exchange Commission today announced it has won a court-ordered asset freeze to halt an ongoing fraud by two former brokers with disciplinary histories who allegedly raised ... Read More
FCA-logo

FCA publishes thematic review into dark pools

22/07/2016(0)
Firms operating dark pools have made significant progress in addressing the promotion and the management of conflicts of interest according to a new report from the Financial Conduct Authority ... Read More
onestopbrokers-Regulators

Regulators from around the world issued warnings for unauthorised financial services companies

21/07/2016(0)
The Financial Conduct Authority (FCA) of UK, the Central Bank of Ireland, the Sweden’s regulator Finansinspektionen, the Commission de Surveillance du Secteur Financier (CSSF) of Luxembourg, the Swiss Financial ... Read More
ASIC_regulator

ASIC cancels the AFS license of ICBC Capital Pty Ltd

20/07/2016(0)
ASIC has cancelled the Australian Financial Services (AFS) licence of ICBC Capital Pty Ltd (in liquidation) (ACN140 629 296). ICBC was formerly known as Komodo Capital Pty Ltd. ASIC ... Read More
FCA_regulator

FCA released the details of a clone firm

20/07/2016(0)
The Financial Conduct Authority (FCA) has issued a warning to inform that fraudsters are using the details of firms the FCA authorises to try to convince people that they work for ... Read More
cftc-logo

CFTC Extends Designation of DTCC-SWIFT as LEI Provider

19/07/2016(0)
One-Year Extension Allows More Time for Global LEI System Transition The U.S. Commodity Futures Trading Commission (CFTC) announced that it has issued an Order extending, by one year, the ... Read More
Broker Cyprus TopFX