Search Results for: Brokers
CySec announces the suspension of the authorisation of CIF ‘Falcon Brokers Ltd’
September 24th, 2015
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that: The authorisation of the Cyprus Investment Firm ‘Falcon Brokers Ltd’, number 128/10, is suspended, pursuant to section 26(2) of the Investment Services and Activities ...
China brokers’ shares tumble after CSRC imposes fines
September 14th, 2015
Shares of four of China‘s largest brokerages tumbled on Monday after fines and penalties were imposed by the country’s securities regulator on the companies and some of their executives for failing to conduct proper verification of clients. The China ...
Binary Options Brokers Accepting Bitcoin Payments
September 10th, 2015
According to one of the Juniper Research’s reports, Bitcoin cryptocurrency ecosystem will have nearly 5 million active users by 2019; chiefs of some of the world’s leading finance organizations, including Nasdaq and Westpac, believe Bitcoin technology will be a ...
Dukascopy Bank is looking for FX brokers to buy
September 7th, 2015
Dukascopy Bank has issued a statement to inform that the firm is looking out to acquire licensed FX Brokers. The firm’s statement informs that After Japan, Dukascopy Bank now is willing to get physical presence in Australia, South Korea, ...
Interactive Brokers Group Reports Brokerage Metrics for August 2015
September 3rd, 2015
Interactive Brokers Group, Inc. (NASDAQ GS: IBKR) an automated global electronic broker and market maker, today reported its Electronic Brokerage monthly performance metrics for August. Highlights for the month included: 737 thousand Daily Average Revenue Trades (DARTs), 49% higher ...
Investors and brokers agree landmark share-dealing code
August 26th, 2015
The investment industry has taken a major step to improve client returns by agreeing a new code of conduct with brokers to help large share deals complete at the best possible price. The code will help to ensure that ...
China probing brokers, regulators for possible stock crimes
August 26th, 2015
Employees of one of China‘s biggest securities firms and one current and one former employee of its market regulator are under investigation on suspicion of illegal stock trading, state media reported Wednesday, amid the collapse of a stock price ...
Brokers in India requested to set a floor to brokerage rates but SEBI has rejected it
August 20th, 2015
Market regulator Securities and Exchange Board of India (Sebi) has rejected brokers’ request to set a floor to brokerage rates. Brokers are worried that cut-throat competition along with the entry of several discount brokerages in the market might be ...
Wells Fargo Advisors hires brokers to be in banks
August 18th, 2015
Wells Fargo Advisors’ bank channel, which puts brokers in bank branches, said Monday it hired two brokers, Jane Drew and Timothy Pester. Jane Drew joined Wells Fargo in Portland, Oregon, on Aug. 7 from Bank of America Merrill Lynch, where ...
UBS hires 2 brokers who made $3.5 mln revenue
August 10th, 2015
UBS AG’s Wealth Management Americas said it hired two brokers who produced nearly $3.5 million in revenues last year for their prior employers. Lori Cousineau Weaver joined UBS in Renton, Washington, on July 24. She previously worked at Ameriprise ...
