Search Results for: FCA
FCA warns that RBS Bourse is not authorised in UK
April 25th, 2016
FCA has issued a warning to inform investors and public regarding a firm that FCA believes that has been providing financial services or products in the UK without the FCA’s authorisation. FCA warns that the below firm is not authorised ...
FCA UK reports about unauthorised firm
April 20th, 2016
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised individual and how to protect yourself from scammers. Almost all ...
FCA: Are high-frequency traders anticipating the order flow? Cross-venue evidence from the UK market
April 18th, 2016
High-frequency traders (HFTs) have received a mixed reaction from academics and practitioners with some people underlining their role as liquidity providers and others highlighting the problems that they could bring to the market. A specific allegation that has been ...
FCA UK warns for an unauthorised firm
April 14th, 2016
FCA has issued warnings to inform investors and public regarding a firm that FCA believes that has been providing financial services or products in the UK without the FCA’s authorisation. FCA warns that the below firm is not authorised ...
FCA publishes 2016/17 Business Plan
April 6th, 2016
The Financial Conduct Authority (FCA) has today published its annual Business Plan. The Business Plan outlines seven priority themes which will guide how the FCA will use its flexible resources and provide additional focus for the core activities of ...
FCA UK issued warning against clone and unauthorised firms
April 4th, 2016
The Financial Conduct Authority has issued press releases to inform public and investors regarding clone and unauthorised firms. According FCA, the below firms have been providing financial services or products in the UK without its authorisation. FCA states that almost ...
FCA contacting 16,000 customers of debt management firm, PDHL
March 11th, 2016
The Financial Conduct Authority (FCA) is currently assessing applications for authorisation from all debt management firms with interim permission. Firms that were previously regulated by the Office of Fair Trading have been operating with interim permission since responsibility for ...
FCA targets six life insurers over fees
March 3rd, 2016
Britain’s financial watchdog is investigating six insurance firms including Prudential (PRU.L) and Old Mutual (OML.L) over their treatment of long-time life insurance customers. The other firms involved were Abbey Life, Scottish Widows, Countrywide and Police Mutual, the Financial Conduct ...
FCA bans former Deutsche Bank trader
March 3rd, 2016
The Financial Conduct Authority (FCA) has banned Michael Ross Curtler, a former trader at Deutsche Bank AG, from the UK financial services industry for lacking honesty and integrity following a criminal conviction for fraud in the US. On 8 ...
FCA launches ‘Live & Local’: a new regional programme to help local firms engage with regulators
March 2nd, 2016
The Financial Conduct Authority (FCA) has launched ‘Live & Local’, a regional programme which will include a series of events, workshops and roundtables, taking place across 12 regions in the UK. The programme will help firms in the investment, ...
