Search Results for: automated trading
ASIC imposes licence condition on OpenMarkets Australia Limited
December 13th, 2016
ASIC has imposed additional conditions on the Australian financial services licence of OpenMarkets Australia Limited (OpenMarkets). This action follows surveillance activities which identified concerns in OpenMarkets’: arrangements for identifying and preventing potential market misconduct (for example, inadequate automated filters ...
FINRA fined Credit Suisse Securities USA $16.5 million for AML and other violations
December 6th, 2016
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Credit Suisse Securities (USA) LLC $16.5 million for anti-money laundering (AML), supervision and other violations. FINRA found that Credit Suisse’s suspicious activity monitoring program was deficient in ...
IronFX to integrate iSignthis Paydentity
October 31st, 2016
Highlights: • iSignthis to remotely verify IronFX customers • IronFX to meet the EU’s 4th AML Directive and PSD2 via iSignthis iSignthis Ltd (ASX : ISX) is pleased to announce that it has entered into an agreement with the global leaders ...
Two of the largest online brokerages are near to a $4 Billion acquisition Deal
October 24th, 2016
TD Ameritrade, TD Bank Said Near $4 Billion Scottrade Deal Deal would combine two of the largest online brokerages Toronto-Dominion Bank said to acquire banking operations TD Ameritrade Holding Corp. and its largest stakeholder, Toronto-Dominion Bank, are close to ...
Asia Stocks Fall as Pound’s Flash Crash Supports Yen, Treasuries
October 7th, 2016
Sterling briefly sinks as much as 6.1%, most since Brexit Dollar gains as Fed rate-hike bets build before payrolls Asian stocks fell with U.S. equity index futures and the yen strengthened after a sudden plunge in the pound spooked ...
Saxo Bank reports higher profits and client assets as diversification strategy yields results
September 30th, 2016
Saxo Bank Group (“The Group”) has reported a net profit of DKK 158 million for the first six months of 2016. During the same period, client collateral deposits continued to rise, increasing by DKK 6 billion, compared to H1 ...
Playtech announced total revenues of H1 2016 up 18%
August 26th, 2016
Playtech (LSE: PTEC) announces its results for the six months ended 30 June 2016, together with a trading update for the period to 24 August 2016. Financial summary H1 2016 H1 2015 Change(reported) Change (const.currency)3 Revenues €337.7m €286.0m +18% ...
CFTC charges TradeMasters and its owner for fraud
August 18th, 2016
CFTC Alleges Schacke and his Company TradeMasters Fraudulently Solicited at Least $155,626 from at Least 36 Investors Federal Court Issues Restraining Order Protecting Defendants’ Books and Records and Granting the CFTC Access to Such Records The U.S. Commodity Futures ...
The world’s most valuable bank plans to start a robo-advisory service in 2017
July 21st, 2016
The world’s most valuable bank plans to start a robo-advisory service in 2017, Chief Operating Officer Tim Sloan said Wells Fargo & Co., the world’s most valuable bank, plans to start a robo-advisory service in 2017, Chief Operating Officer ...
Interactive Brokers reports comprehensive earnings per share of $0.36
July 20th, 2016
Interactive Brokers Group, Inc. (NASDAQ GS: IBKR) an automated global electronic broker and market maker, reported diluted earnings per share on a comprehensive basis of $0.36 for the quarter ended June 30, 2016, compared to diluted earnings per share on a comprehensive ...
