Search Results for: Securities and Exchange Commission

SPANISH/ PORTUGUESE RETENTION OFFICER

November 4th, 2016 Comments Off on SPANISH/ PORTUGUESE RETENTION OFFICER
Industry: Financial Services Description: Xtrade is an award-winning provider of desktop and mobile trading services, featuring CFD trading on stocks, national stock indices, commodities, and currencies. The brokerage’s financial technology includes five digital trading platforms, all of which are available in over ...

GERMAN RETENTION

November 4th, 2016 Comments Off on GERMAN RETENTION
Industry: Financial Services Description: Xtrade is an award-winning provider of desktop and mobile trading services, featuring CFD trading on stocks, national stock indices, commodities, and currencies. The brokerage’s financial technology includes five digital trading platforms, all of which are available in over ...

DANISH RETENTION

November 4th, 2016 Comments Off on DANISH RETENTION
Industry: Financial Services Description: Xtrade is an award-winning provider of desktop and mobile trading services, featuring CFD trading on stocks, national stock indices, commodities, and currencies. The brokerage’s financial technology includes five digital trading platforms, all of which are available in over ...

Don’t Sweat The Election. The Next Crisis Is Already Baked Into The Cake

November 1st, 2016 (0)
Friday was one of those days where you walk away from the screen for a minute and come back to find a completely different market. All it took was the FBI finding a trove of new Clinton emails, thus ...

CySec announced Initiation of the compensation payment process for Falcon Brokers

October 31st, 2016 (1)
The Cyprus Securities Exchange Commission (CySec) has issued an announcement to inform about its decision for Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs (‘the I.C.F’) for Falcon Brokers Ltd. CySec’s decision is subject to paragraphs 3(1)(a) ...

Investment Adviser Fraudulently Overbilled Clients, Stole Assets for Personal Expenses

October 31st, 2016 (0)
The Securities and Exchange Commission today charged a Los-Angeles based investment advisory firm and its owner with fraudulently overbilling clients and stealing assets from their trusts to pay such personal expenses as his home mortgage, overseas trips, and leases ...

Embraer Paying $205 Million to Settle FCPA Charges

October 25th, 2016 (0)
The Securities and Exchange Commission today announced a global settlement along with the U.S. Department of Justice and Brazilian authorities that requires aircraft manufacturer Embraer S.A. to pay more than $205 million to resolve alleged violations of  the Foreign ...

HKEX to Roll Out Volatility Control Mechanism for its Derivatives Market

October 24th, 2016 (0)
Hong Kong Exchanges and Clearing Limited (HKEX) plans to roll out its Volatility Control Mechanism (VCM) – a measure designed to protect market integrity by preventing extreme price volatility arising from major trading errors and other unusual incidents – for its ...

POLISH RETENTION OFFICER

October 21st, 2016 Comments Off on POLISH RETENTION OFFICER
Industry: Financial Services Description: Xtrade is an award-winning provider of desktop and mobile trading services, featuring CFD trading on stocks, national stock indices, commodities, and currencies. The brokerage’s financial technology includes five digital trading platforms, all of which are available in ...

Company to pay a $50,000 penalty for illegally offering complex derivatives products to retail investors

October 14th, 2016 (0)
The Securities and Exchange Commission announced that a New York-based company has agreed to pay a $50,000 penalty for illegally offering complex derivatives products to retail investors through mobile phone games that were described as “fantasy sports for stocks.” An ...
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