Search Results for: ESMA
ESMA provides implementing rules for MiFID II
December 22nd, 2014
The European Securities and Markets Authority (ESMA) has published on December 19 its final technical advice (TA) and launches a consultation on its draft regulatory technical and implementing standards (RTS/ ITS) regarding the implementation of the Markets in Financial ...
Addition by ESMA on its list of authorised CCPs under EMIR
December 15th, 2014
ESMA has today added the Holland Clearing House B.V. to its list of authorised CCPs under the European Markets Infrastructure Regualtion (EMIR). EMIR requires EU-based CCPs to be registered and non-EU CCPs to be recognised in the European Union ...
ESMA and Australian Securities and Investment Commission (ASIC) sign MoU on trade repository data
December 4th, 2014
The European Securities and Markets Authority (ESMA) and the Australian Securities and Investments Commission (ASIC) have concluded a Memorandum of Understanding (MoU) on access to data held in European trade repositories . The MoU is effective as of 26 November 2014. The ...
ESMA to cooperate with regional regulators on Australian CCPs
December 4th, 2014
The European Securities and Markets Authority (ESMA), the Australian Securities and Investments Commission (ASIC) and the Reserve Bank of Australia (RBA) have concluded a Memorandum of Understanding (MoU). The MoU establishes cooperation arrangements between the signatory authorities regarding Central Counterparties ...
ESMA approves Moody’s Investors Service EMEA Limited as a credit rating agency
November 24th, 2014
The European Securities and Markets Authority (ESMA) has approved the registration of Moody’s Investors Service EMEA Limited, based in the UK, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 24th November ...
ESMA consults on revised EMIR standards on the reporting to trade repositories
November 11th, 2014
The European Securities and Markets Authority (ESMA) has today published a consultation paper on the revision of the Regulatory Technical Standards (RTS) and implementing technical standards (ITS) in relation to the European Market Infrastructure Regulation (EMIR). The ESMA RTS/ ITS deal ...
CySec on ESMA’s draft Regulatory Technical Standards
October 10th, 2014
The Cyprus Securities and Exchange Commission (CySec) issued an announcement regarding Issuers with securities admitted to trading on the Cyprus Stock Exchange or any other regulated market and any other stakeholder who is affected by Directive 2003/71/EC, for prospectuses ...
ESMA invites investors to open hearing on market abuse
September 8th, 2014
The European Securities and Markets Authority (ESMA) will hold an open hearing on the issues raised in the two recently published Consultation papers on draft Technical Standards and on possible implementing measures on the Market Abuse Regulation. ESMA is ...
ESMA issues response form for market abuse regulations
August 21st, 2014
The European Securities and Markets Authorities (ESMA), has issued a response form so that business participants can assist in the process of producing new rulings covering the field of market abuse. ESMA aims to protect all firms under its ...
ESMA welcomes the publication of the ESFS Review Report
August 8th, 2014
The European Securities and Markets Authority (ESMA) has welcomed the publication of the European Commission’s (EC) Report on the operation of the European Supervisory Authorities (ESAs) and the European System of Financial Supervision (ESFS). The EC’s Report, to the ...
