Search Results for: FSA
Why Cloud adoption in the Finance Sector is still lagging
December 8th, 2015
Limitations to a consistent regulatory framework and the broad adoption of good practices deters financial institutions from taking advantage of the benefits of cloud computing. Cloud Computing is currently widely used in several sectors, however, its adoption in the ...
Monex Group, Inc, Credit Saison Co., Ltd. and The Vanguard Group, Inc. established a Discretionary Investment Management Company
November 30th, 2015
Monex Group, Inc (“Monex Group”, Tokyo Stock Exchange, code : 8698 Chiyoda-ku Tokyo, Representative Executive Officer and CEO, Oki Matsumoto) . Credit Saison Co., Ltd. (“Credit Saison”, Tokyo Stock Exchange, code : 8253, Toshima-ku, Tokyo, President and CEO, Hiroshi ...
FCA fines Barclays £72 million. Barclays announces settlement
November 26th, 2015
FCA fines Barclays £72 million for poor handling of financial crime risks Barclays announces settlement with the FCA The Financial Conduct Authority (FCA) has today fined Barclays Bank (Barclays) £72,069,400 for failing to minimise the risk that it may ...
Publication of the PRA and FCA review into the failure of HBOS
November 19th, 2015
The Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) are today publishing the review into the failure of HBOS Group. This review was originally started by the former regulator, the Financial Services Authority (FSA). Its purpose is ...
Isle Of Man To Unify Financial Regulators
October 27th, 2015
The Isle of Man Financial Services Authority will come into being on November 1, when three of the island’s regulators will merge. The FSA will take over the roles of the Isle of Man Financial Supervision Commission, the Insurance ...
China small-caps lead gains; rest of Asia mixed
October 22nd, 2015
Chinese stocks recovered from the prior day’s sudden sell-off, as a surge in small-caps rekindled investor interest. The rest of the region, however, put up a mixed performance as renewed weakness in commodity prices and an uninspiring lead from ...
MNB warns for INTERACTIVE LTD
October 19th, 2015
The Central Bank of Hungary (MNB) has issued a press release to inform public regarding an unauthorised firm with the name INTERACTIVE LTD. Specific, MNB informs that: INTERACTIVE LTD. (former Interactive Brokerage Ltd. and Global Markets Ltd.) (1) Street: ...
IG Group opens first Middle East office in Dubai
September 11th, 2015
New office will give UAE investors 24 hours a day access to over 10,000 financial markets Two thirds of UAE residents want to learn more about trading financial markets IG Group (‘IG’), the world’s leading online trading company, announces ...
FCA: New Financial Services Register
September 8th, 2015
A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. The new Register has one search field to help you find a ...
SEC release no. 2015-163- Exante’s Official Response
August 13th, 2015
EXANTE would like to address the above press release by the US Securities and Exchange Commission (SEC) and the sensational and inaccurate headlines that followed in the local media. EXANTE holds a license with no. IS/52182 with the Malta ...
