Search Results for: FCA
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer
September 23rd, 2015
The Financial Conduct Authority’s Acting Chief Executive Tracey McDermott today announced the final appointment to the FCA’s Executive Committee with Georgina Philippou becoming the new Chief Operating Officer. Georgina Philippou has been acting Director for Enforcement and Market Oversight ...
FCA UK warns on clone and unauthorised financial services Firms
September 15th, 2015
The Financial Conduct Authority UK has issued press releases to inform public regarding a clone firm and firms that the Authority believes that have been providing financial services without FCA’s authorisation. Specific, FCA reports that fraudsters, through the clone ...
FCA: New Financial Services Register
September 8th, 2015
A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. The new Register has one search field to help you find a ...
FCA warns on a Broker firm with office address in Cyprus
September 3rd, 2015
FCA, the Financial Conduct Authority of UK, has issued a warning to inform public regarding www.ubroker.com that the FCA believes that has been providing financial services or products in the UK without FCA’s authorisation. FCA reports the details of ...
FCA UK warns about a clone investment firm
September 2nd, 2015
The Financial Conduct Authority (FCA) of UK has issued a press release to warn public for a clone firm that fraudsters use as part of their tactics to scam people in the UK. The Clone firm’s details are: Ashmore ...
FCA warning against clone firm: Castlerigg UCITS Fund PLC
August 25th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details: Castlerigg UCITS Fund ...
FCA warns against unauthorised firm
August 21st, 2015
FCA has issued a warning to inform public against a firm that is not authorised by the Authority but has been targeting people in the UK. This firm is: JC Sterling & Roth Address: 11 Dorset Street, London, W1U ...
FCA warns against clone and unauthorised firms
August 19th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert investors and public that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details: ...
FCA warns public for unauthorised firm
August 18th, 2015
FCA, the financial regulator of UK, has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals offering, promoting or selling financial ...
FCA bans and fines former director of advisory firm TailorMade Independent Ltd
August 13th, 2015
FCA UK has issued a press release to inform on its decision to ban and fine Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings. Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI), has been banned ...
