Search Results for: GAIN Capital
Shareholder class action has been filed against FXCM
June 30th, 2015
The law firm of Kessler Topaz Meltzer & Check, LLP announces that a shareholder class action has been filed against FXCM Inc. (NYSE: FXCM) (“FXCM” or the “Company”) on behalf of purchasers of the Company’s common stock between June ...
Closed banks and capital controls until referendum
June 29th, 2015
In wake of MPs approving plebiscite, gov’t agrees to emergency measures after ECB decides not to lift limit on liquidity Greece heads to a referendum on Sunday that could decide whether its future lies in or out of the ...
FCA warning against clone firm
June 26th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details: AXN Trading Ltd ...
BCSC panel issues lifetime ban against blog writer for fraud
June 25th, 2015
A British Columbia Securities Commission (BCSC) panel has fined and permanently banned Noshad Dowlati from the province’s capital markets for fraud and trading and advising without registration. Dowlati operated a blog and a Twitter account that gave general investment advice about ...
Asian shares drift higher, dollar keeps gains
June 12th, 2015
Asia share markets made guarded gains on Friday and the dollar held firm in the wake of reassuringly upbeat U.S. retail data, though the mood was cautious as Greek debt talks took yet another confusing turn. Activity was sparse ...
FCA warning against unauthorised firm
June 8th, 2015
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals offering, promoting or selling financial services or products in ...
FSC: Suspension of the Investment Dealer (Full Service Dealer Excluding Underwriting) Licence of BRAMER CAPITAL BROKERS LTD & Order to Cease Trading in Securities
May 11th, 2015
Notice is hereby given in accordance with Section 27 of the Financial Services Act 2007 (the ‘FSA’) that the Investment Dealer (Full Service Dealer Excluding Underwriting) Licence of BRAMER CAPITAL BROKERS LTD (‘BCBL’), having its registered address at 11th ...
UBS Sets Sights on U.S. Investment Banking Again
May 8th, 2015
UBS AG, which stumbled badly the last time it pushed to expand in the lucrative U.S. investment-banking market, is again seeking to build its business here—though this time with more modest ambitions. UBS AG, which stumbled badly the last time ...
ACPR and AMF warn the public against unauthorized websites and entities proposing Forex investments
May 7th, 2015
The Autorité de Contrôle Prudentiel et de Résolution (ACPR) and the Autorité des Marchés Financiers (AMF) are publishing a new updated list of websites and entities offering investments on the unregulated foreign exchange (Forex) market in France, without ...
Yuan gains credibility as reserve currency
May 7th, 2015
France’s Credit Agricole Private Banking is advising its clients to add the Chinese yuan to their portfolios as the world’s second-largest economy looks to further liberalise its currency. High net worth individuals in the Arabian Gulf region should consider ...
