Interactive Brokers to pay a $5.5 Million fine
August 21st, 2018
The Financial Industry Regulatory Authority (FINRA) has issued a press release to announce that it has fined Interactive Brokers LLC (Interactive) $5.5 million for Regulation SHO violations and supervisory failures spanning a period of at least three years. To ...
Beware: FCA reports several online trading brokers unauthorised in UK
May 23rd, 2018
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in UK, has issued several warnings to inform public and investors for firms that the authority believes that have been providing financial services or ...
Brokers review: Asian stocks declined, Aussie advanced, Yen and Gold gained
May 4th, 2018
Asian stocks declined as investors assessed the implications of ongoing trade talks between the U.S. and China. The dollar extended a drop ahead of the monthly U.S. jobs report, while the Aussie advanced. Stocks in from Sydney to Hong ...
OneStopBrokers Forum
April 27th, 2018
We are working to create the finest Forum for the Forex industry!! Stay tuned!! Soon to be LIVE!! The OneStopBrokers Team
Interactive Brokers Hong Kong fined $4.5 million
February 15th, 2018
The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers Hong Kong Limited (IBHK) $4.5 million after resolving concerns over IBHK’s breaches of the Code of Conduct in its execution of market orders using electronic and algorithmic ...
FCA fines Interactive Brokers (UK) Limited £1,049,412
January 26th, 2018
FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions The Financial Conduct Authority (FCA) has imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 ...
Interactive Brokers LLC pays $250,000 penalty
December 14th, 2017
Interactive Brokers LLC (‘Interactive’) has paid a penalty of $250,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (‘the MDP’). The MDP found it had reasonable grounds to believe that Interactive had breached ...
Comparing Forex Brokers in 2017: Not As Easy As Before
September 4th, 2017
There’s an abundance of newcomer forex broker coming into the market with each passing year. 2017 is proving itself especially difficult to compare forex brokers in. Not only there are a lot more fx brokers than in previous years, ...
SFC issues restriction notices to three brokers to freeze client accounts linked to suspected market manipulation
August 31st, 2017
The Securities and Futures Commission (SFC) has issued restriction notices to Caitong International Securities Co., Ltd, Pacific Foundation Securities Limited and Yuanta Securities (Hong Kong) Company Limited (the brokers), prohibiting them from dealing with or processing certain assets held ...
Dollar drops, the Yen and Euro rose, the Aussie added 0.1 percent: Brokers review
August 17th, 2017
Dollar drops; Aussie extends advance after base-metal surge Fed minutes show officials concerned about low inflation Most Asian stocks rose, led by technology shares after stellar earnings at Internet giant Tencent Holdings Ltd. The yen climbed and the dollar ...
