Search Results for: Vest Financial
Why free trade and open markets in financial services matter; Andrew Bailey, FCA Chief Executive
July 11th, 2017
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has released a speech by Andrew Bailey, Chief Executive of the FCA, at Reuters Newsmaker event. According the release: Note: this ...
CySec announced a total fines of €195,000 on directors of a Cyprus Investment Firm
July 10th, 2017
The Cyprus Securities and Exchange Commission (CySec) has today announced a series of financial penalties on the directors of Falcon Brokers Limited (www.new.falconbrokers.com; the “Company”), and has banned all key persons of the Company from exercising professional activity related ...
CySec released that a new Cyprus Investment Firm got the CIF license
July 4th, 2017
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that a new firm has been approved by the Commission as a Cyprus Investment Firm. According the announcement the firm ...
PwC under investigation over BT audits
June 29th, 2017
The Financial Reporting Council (FRC) has issued today an announcement to inform that investigation opened into the audit of the financial statements of BT Group plc. According the announcement: Following completion of initial enquiries, the Financial Reporting Council (FRC) ...
Yen little change, Pound increased, Euro flat, Asia Stocks advanced; Investors Review
June 26th, 2017
Fed officials, ECB’s Draghi are due to speak this week Global stocks near all-time highs as tech continues rebound Asian stocks advanced as technology shares continued a recovery and oil climbed for a third straight session after entering a ...
CySec warns investors regarding Airfinance Pro
June 20th, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform investors with regards to the company ‘Airfinance Pro Ltd’ (the ‘Company’), that: 1. The Company was authorised by CySec for the provision of investment services ...
Global law firm combines with a Boston-based litigation investigations firm
June 16th, 2017
Hogan Lovells combines with Collora, adding Boston office Strategically bolstering the firm’s life sciences capabilities throughout the Northeastern U.S. and globally Global law firm Hogan Lovells announced today that it will combine with Collora, a Boston-based litigation/investigations firm with ...
The Netherlands Financial Markets Regulator Fines International Card Services
June 16th, 2017
The Netherlands Authority for the Financial Markets (AFM) announced that it is fining International Card Services (ICS), a wholly-owned subsidiary of ABN AMRO, for excessive credit limits. In March 2017, ICS took the initiative itself and prepared a compensation ...
Toshiba facing fresh lawsuit from another group of foreign investors
June 14th, 2017
Japanese electronics giant Toshiba says it is facing a fresh lawsuit from another group of foreign investors seeking damages following its $1.2bn accounting scandal. The company says it has now been served with 26 complaints in total, demanding nearly ...
Deutsche Bank will pay $170 million to settle an investor lawsuit about Euribor
June 13th, 2017
Deutsche Bank AG (DBKGn.DE) will pay $170 million to settle an investor lawsuit claiming it conspired with other banks to manipulate the benchmark European Interbank Offered Rate and related derivatives. A preliminary settlement was filed on Monday with the ...
