Search Results for: CFTC
Energy Exchange in Europe set to acquire US-based futures exchange
March 6th, 2017
The European Energy Exchange (EEX) and the owners of US-based Nodal Exchange Holdings, LLC have reached an agreement under which EEX will acquire 100% of the equity in Nodal Exchange for a low triple digit million US-Dollar investment. As ...
Gain Capital Successfully Transfers Former FXCM U.S. Retail Customers To FOREX.com
February 28th, 2017
GAIN Capital Holdings, Inc. (NYSE: GCAP) (“GAIN” or “the Company”), a global provider of online trading services, announced that it has successfully migrated the former customers of FXCM‘s U.S. business to GAIN’S retail brand FOREX.com (www.forex.com). Over the weekend, GAIN ...
FXCM to pay a new fine of $650,000 in relation to the Swiss Franc exchange rate
February 14th, 2017
FXCM Inc. (NASDAQ:FXCM) (“FXCM” or the “Company”), issued a statement on the settlement of the civil action filed by the Commodity Futures Trading Commission (“CFTC”) against its U.S. subsidiary, Forex Capital Markets LLC (“FXCM US”) in the Southern District ...
FXCM informs about the impact of U.S. exit
February 13th, 2017
Following the news from last week about the FXCM penalty imposed by CFTC, the withdrawal of its business from U.S. and selling its clients to Gain Capital, FXCM has issued an update report to inform about the impact of ...
Oden Capital Management ordered to Pay a $100,000 Penalty
February 10th, 2017
CFTC Orders John B. Oden and His Company, Oden Capital Management, LLC, to Pay a $100,000 Penalty for Failure to Register with the CFTC and Failure to Comply with Certain Pool Operator Requirements The U.S. Commodity Futures Trading Commission ...
Gain Capital Agrees To Acquire Client Base Of FXCM’s U.S. Operations
February 8th, 2017
Following the penalty imposed to FXCM by U.S. regulator CFTC and the announcement by FXCM for exit the U.S market, GAIN Capital Holdings, Inc. (NYSE: GCAP) (“GAIN” or “the Company”), a global provider of online trading services, announced that ...
FXCM to exit U.S market following the penalty; Sells accounts to Gain Capital
February 7th, 2017
Following the penalty imposed by CFTC, FXCM has issued an announcement to inform that FXCM US reaches Settlement with NFA and CFTC, the company to Exit the U.S., sells Accounts to GAIN and the company to Pay down Loan. ...
FXCM and its founding partners ordered to pay a $7 Million Penalty
February 7th, 2017
CFTC Orders Forex Capital Markets, LLC (FXCM), Its Parent Company, FXCM Holdings, LLC and FXCM’s Founding Partners, Dror Niv and William Ahdout, to Pay a $7 Million Penalty for FXCM’s Defrauding of Retail Forex Customers FXCM, Niv, and Ahdout ...
Royal Bank of Scotland to Pay $85 Million Penalty
February 6th, 2017
CFTC Orders The Royal Bank of Scotland to Pay $85 Million Penalty for Attempted Manipulation of U.S. Dollar ISDAFIX Benchmark Swap Rates In Total, the CFTC Has Imposed $570 Million in Penalties for Attempted Manipulation of ISDAFIX Benchmark The ...
Oil extends declines on rising U.S. output
January 30th, 2017
Oil prices extended declines on Monday, dragged down by signs of growing output in the United States that could partly offset output cuts by OPEC and other producers. Uncertainty over the outlook for U.S policy also broadly weighed on ...
