U.S. oil ticks up for 2nd day on record OPEC output cut compliance
February 28th, 2017
U.S. crude oil edged higher for a second day on Tuesday, underpinned by high compliance with OPEC’s production cuts even as the market remains anchored by rising U.S. production. The Organization of the Petroleum Exporting Countries (OPEC) has so ...
International Compliance Association expands into US
February 15th, 2017
The International Compliance Association announced its expansion into the US, with its primary training partner, International Compliance Training (ICT). The US team, based in New York, offers programs covering Anti-Money Laundering (AML), Anti-Bribery & Corruption, Know Your Customer (KYC), ...
COMPLIANCE OFFICER & AML
February 14th, 2017
Overview: Trade Finance is in our DNA. For more than 10 years, XTrade has helped global traders with access to the world’s largest and most liquid market. By offering the most innovative trading tools, hiring the best trading educators, ...
Senior Compliance Officer
January 16th, 2017
Senior Compliance Officer Reference Number: SCO2017 XM, a CySEC regulated international investment company, is seeking to recruit a high calibre, ambitious and energetic professional to join its Compliance Team! The key responsibilities of the role include: Working closely with ...
Compliance Officer
November 11th, 2016
JOB DESCRIPTION: Ensure that the compliance procedures are followed in order for the Company to comply with CySEC requirements; Control over the rules, contracts, and processes; Detect risks, trends and potential suspicious activities related to money laundering; Maintain documentation ...
Compliance Officer
October 26th, 2016
JOB DESCRIPTION: Ensure that the compliance procedures are followed in order for the Company to comply with CySEC requirements; Control over the rules, contracts, and processes; Detect risks, trends and potential suspicious activities related to money laundering; Maintain documentation ...
ICPAC and the International Compliance Association (ICA) join forces to promote the professionalism of compliance officers
October 17th, 2016
The Institute of Certified Public Accountants of Cyprus (ICPAC) and the International Compliance Association (ICA) penned on Friday, 14 October 2016 a protocol of cooperation in order to promote the common endeavour of enhancing the professionalism of the compliance ...
Two investment firms charged with compliance failures
September 9th, 2016
The Securities and Exchange Commission announced that two investment advisory firms are settling charges related to compliance failures within their wrap fee programs. SEC investigations found that St. Petersburg, Fla.-based Raymond James & Associates and Milwaukee-based Robert W. Baird & ...
WiseBOS AML Risk Scoring/KYC System: 100% Compliance with SELK recommendations
July 29th, 2016
WiseBOS AML and KYC system complies 100% with SELK recommendations stated in its recent circular (142016 (ΓΕ 14_2016) SELK recommendations are divided into three main areas (a) Assessment of the software provider (b) Assessment of the software itself and ...
Plus500 appoints a Non-Executive Director who will chair the newly formed Risk and Compliance Committee
June 29th, 2016
Plus500 has issued a press release to announce the appointment of Mrs. Penelope Ruth Judd (née Partridge), aged 53, as Non-Executive Director of the Company and a member of the Board of Directors with effect from 28 June 2016. She will ...
