Search Results for: ETF
FINRA fined full-service investment firm $2.9 Million
June 9th, 2016
FINRA Sanctions Oppenheimer & Co. $2.9 Million for Unsuitable Sales of Non-Traditional ETFs and Related Supervisory Failures The Financial Industry Regulatory Authority (FINRA) announced today that it has fined full-service investment firm Oppenheimer & Co. Inc. $2.25 million and ordered ...
Deutsche Borse announced new Amundi bond index launched on Xetra
June 8th, 2016
Deutsche Börse Cash Market: A new exchange-listed bond index ETF issued by Amundi has been tradable on Xetra and Börse Frankfurt since Tuesday. Name: Amundi ETF Floating Rate USD Corporate UCITS ETF – Hedged EUR Asset class: bond ETF ISIN: FR0013141462 ...
ADS Securities expands to full-service brokerage in Hong Kong
June 8th, 2016
ADS Securities, the Abu Dhabi-based international financial services firm, today announced that it had successfully secured its Type 1 and Type 2 regulatory licenses from the Hong Kong Securities and Futures Commission (SFC). With the addition of these licenses ...
Cyprus Investment Firm renounced its CIF license
June 7th, 2016
CySec has issued today an announcement to inform that on 23rd May 2016, the CIF Vinson Financial Ltd , which provided investment services via the domain www.vinsonfinancials.com, renounced its authorization pursuant to section 24(1)(b) of the Investment Services and ...
Turnover at Deutsche Börse’s cash markets at 103.8 billion euros in May
June 7th, 2016
Deutsche Börse Cash Market: Order book turnover on Xetra, Börse Frankfurt and Tradegate Exchange across all asset classes stood at €103.8 billion in May (May 2015: €125.6 billion). Of the €103.8 billion, €96.1 billion were attributable to Xetra (May 2015: ...
Monex Group released business metrics for May 2016
June 3rd, 2016
Monex Group Inc. announcement May 2016 business metrics: Monthly Disclosure Monex Group, Inc. today reported the following monthly business metrics of its subsidiaries in May 2016. (Notes) 1. DARTs stand for Daily Average Revenue Trades meaning the number of ...
Emerging-Market Stocks Post First Weekly Gain Since Early April
June 1st, 2016
Emerging-market equities rebounded last week, posting the first weekly gain since early April. The 2.8% total return for the Vanguard Emerging Market ETF (VWO) for the five trading days through May 27 also marked the strongest performance for the ...
CySec informs: the licence of a Cyprus Investment Firm continue to be suspended
May 26th, 2016
Following previous announcements dated April 7 and May 12, the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform on its decision in the meeting dated May 16 for Continuance of Suspension of CIF licence of ...
Foreign Developed-Market Stocks In The Lead Last Week
May 24th, 2016
Stock markets in the developed world outside the US led the major asset classes higher last week, based on a set of proxy ETFs. Vanguard FTSE Developed Markets (VEA) posted an 0.8% total return for the five trading days ...
SafeCharge announces strong trading in the first quarter of 2016
May 18th, 2016
At today’s Annual General Meeting of SafeCharge (AIM: SCH), the global provider of payments services, technologies and risk management solutions for online and mobile businesses, Roger Withers, Chairman, will make the following statement. “SafeCharge enjoyed strong trading in the ...
