Search Results for: sec
Switzerland adopts strategic directions to boost its Financial sector
October 25th, 2016
During its meeting on 19 October 2016, the Federal Council adopted a report and laid the foundations for a future-oriented financial market policy. The focus is on five strategic directions that should enable the Swiss financial centre to boost ...
SEC Charges Board Member With Insider Trading During and After Board Meeting
October 24th, 2016
The Securities and Exchange Commission today charged a Tennessee-based lawyer who served on the executive committee of the board of directors at Nashville-based Pinnacle Financial Partners with insider trading based on nonpublic information he learned about an impending merger. ...
IPC’s FX Hub to Enable Secure and Reliable Access to Hotspot’s Marketplace
October 21st, 2016
IPC, a leading global provider of secure, compliant communications and networking solutions for the financial markets community, and Hotspot, a leading institutional foreign exchange (FX) market owned and operated by Bats Global Markets, today announced that market participants can ...
CySec warns regarding individuals impersonating CySec representatives
October 20th, 2016
The Cyprus Securities and Exchange Commission ( CySEC) has issued an announcement to warn about: Following up on the relevant Cyprus Securities and Exchange Commission (‘CySEC’) announcements dated 27 November 2015 and 10 June 2016, CySEC would like to inform investors ...
SEC: Israeli-based Bank Leumi has agreed to pay $1.6 million to settle charges
October 19th, 2016
SEC Charges Bank Leumi With Conducting Unregistered U.S. Cross-Border Business The Securities and Exchange Commission today announced that Israeli-based Bank Leumi has agreed to pay $1.6 million and admit wrongdoing to settle charges that it provided investment advice and ...
CySec: Cyprus Investment Firm renounced its authorisation
October 18th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that on 10 October 2016, the CIF Glistentree Holdings Ltd (the ‘Company’), which provided investment services via the domain www.icetrader.com, renounced its authorisation pursuant to section 24(1)(b) of the ...
New Administrative Services Provider approved by CySec
October 18th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that a firm has been approved as Administrative Services Provider (ASP). According the announcement, the below firm has been approved: Alexandrou Corporate Services Ltd 76 Omirou Street, Alexandrou ...
CySec fined Bank of Cyprus and Members of its Board and General Manager in the relevant period
October 17th, 2016
The Board of the Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform the public that it has investigated the compliance of: Bank of Cyprus Public Company Ltd, its Board of Director Members’ and its General Manager with the ...
Abu Dhabi Securities Exchange launched Blockchain for eVoting Services
October 17th, 2016
Abu Dhabi Securities Exchange (ADX) announced in GITEX Tech Week its launch of Blockchain technology for eVoting services. The launch is considered the first of its kind for the MENA region financial markets as it employs the latest innovations ...
allpay Signs With Eckoh To Secure Telephone Payments
October 17th, 2016
Public sector bill payment services provider, allpay has chosen Eckoh to secure customer payments made over the telephone attheir contact centre. In addition, allpay and Eckoh have entered into a partnership that will resell CallGuard to allpay’s clients. allpay ...
