Search Results for: UK Financial Conduct Authorit
FCA halts three debt management firms from making payments
September 18th, 2014
The Financial Conduct Authority has issued a warning that debt management customers of Gregson and Brooke Financial Services (trading as Expert Money Solutions), One Tick (trading as Debt Savers Direct and 1-Tick) and the Money Management Service should stop making payments to these firms. Gregson ...
FCA warns against clone firm
September 16th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning against clone firm “DuPont Financial, DuPont FX & DP Global Services Ltd” (www.dupontfx.com). FCA warns investors that this clone company is not permitted to provide ...
CEO of tax specialist cleared of wrongdoing after HMRC climb down
September 15th, 2014
The chief executive and a former director of the tax specialist arm of financial group Montpelier have been cleared of cheating the public revenue of £1m, after HM Revenue and Customs (HMRC) dropped the case against them. Watkin Gittins, ...
FCA charges insider dealers with £3.2m in confiscation
September 15th, 2014
In a case brought by the Financial Conduct Authority (FCA) a total of £3,249,488.71 were made by His Honour Judge Pegden QC between 10 September 2014 and 15 September 2014 against Ali Mustafa, Pardip Saini, Paresh Shah, Neten Shah, ...
FCA warning against clone firm
September 12th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “The Right Loan 4 U(www.metadi.co.uk) is the clone firm of “The Right Loan 4 U Co Ltd”, thus, is not permitted ...
FCA warning against unauthorised firm
September 9th, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing that the firm “Jacobs Buchanan Investment Advisors / Jacobs Buchanan Partnership” (www.jacobsbuchanan.com) is not permitted to provide any financial services or products. FCA warns that ...
No Matter the Outcome, Scottish Vote Will Shake U.K.
September 5th, 2014
Until this week, almost nobody outside Scotland took very seriously the possibility that Europe’s most stable and durable nation, the only big country on earth not to have suffered invasion, revolution or civil war at any time in the ...
FCA warning against unauthorised firm
September 2nd, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing that the firm “Marcus KPO Services LLC” (www.MarcusKPO.com) is not permitted to provide any financial services or products. FCA warns that this firm is neither ...
FCA warns against boiler room clone firm
September 1st, 2014
Financial Conduct Authority (FCA), the British regulator has issued a warning against boiler room “City Equities Ltd” (www.cityeq.com), informing the investors that the company appears as the clone firm of the FCA regulated firm, “City Equities Limited” (www.cityequities.com). Fraudsters ...
FCA bans and fines former Burlington director
August 29th, 2014
The Financial Conduct Authority (FCA) has fined Craig Cameron £350,000 and banned him from any involvement in FCA authorised firms, after it found that he lacked honesty and integrity in relation to the promotion of three unregulated collective investment ...
