Search Results for: MFSA
CNMV (Spain): Warning against USFIA Inc. (having a web presence on www.usfiamlm.com)
May 20th, 2015
Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that: USFIA Inc. www.usfiamlm.com Is not authorised to provide the investment services detailed in ...
Surrender of Licence by Swissquote Financial Services (Malta) Limited
February 10th, 2015
Malta Financial Services Authority issued a notice informing the general public that: Swissquote Financial Services (Malta) Limited (“the Company”) recently requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of its Category 3 Investment Services Licence. The ...
Malta Financial Services Authority released on Swiss Franc
January 22nd, 2015
MFSA, Malta’s financial Services regulatory authority issued a press release asking for information. On Thursday 15th December 2015, the Swiss National Bank (SNB) announced that it will no longer be enforcing and maintaining the minimum exchange rate for the Swiss ...
Warning against Ftradition LTD
December 9th, 2014
The Netherlands Authority for the Financial Markets (AFM) warns consumers not to respond to offers from Ftradition LTD. This company is a suspected boiler room. Ftradition LTD has approached persons without being asked, to offer them investment proposals. A ...
BFSC warns the public against unauthorised company
October 24th, 2014
The Bulgarian Financial Supervision Commission (BFSC) warns the public against the activities of the company TRADERXP LTD. The Bulgarian Financial Supervision Commission warns that company TRADERXP LTD is not licensed by the BFSC and thus is not eligible to provide investment ...
Maltese regulator tightens Financial Licensing Rules for FX; minimum capital up to €730,000
October 21st, 2014
The MFSA has issued a notice regarding applicants for a Category 2 or Category 3 Investment Services Licence that would like to carry out online forex trading in terms of the Investment Services Act. MFSA underscored the necessity of further tightening the ...
Danish regulator warns against unauthorised firm
October 6th, 2014
The Danish Financial Supervisory Authority has been informed that Ventures GB (www.venturesgb.com) unsolicited has offered to carry out financial services in Denmark. The company’s address is Calle Pinar 5, 28006 Madrid, Spain. Ventures GB does not have authorisation from ...
Swedish regulator warns against unauthorised firm
September 2nd, 2014
The Swedish Financial Supervisory Authority (Finansinspektionen) has today published a statement in order to warn investors against dealing with unauthorised firms. Stratford Private Equity PLC has not received authorisation from Finansinspektionen and therefore is not entitled to provide financial ...
Swedish regulator warns for unauthorised firm
September 1st, 2014
The Swedish Financial Supervisory Authority (Finansinspektionen) has published a statement in order to warn investors against dealing with unauthorised firms. More precisely, the New York-based firm, Myers and Baker Associates has not received authorisation from Finansinspektionen and therefore is not ...
Surrender of Licence by Comino Umbrella Fund SICAV plc
August 27th, 2014
Comino Umbrella Fund SICAV plc recently requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted in relation to The Stella Capital Real Estate Opportunity Fund (“the Sub-Fund”). The MFSA has ...
