Search Results for: warning
CNMV Spain issued a warning for Tiger Asset Management
May 17th, 2016
The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued a press release to warn public in relation with a financial services firm that is not authorised to provide investment services in Spain ...
BCSC issued a warning against Binary Options provider Magnum Options
May 16th, 2016
British Columbia Securities Commission (BCSC) has issued a warning to inform investors and public regarding binary options trading platform provider Magnum Options. Hampshire Capital Ventures Ltd., which claims to have an office in Norwich, England, operates Magnum Options. Magnum Options purports ...
Austrian Financial Market Authority (FMA) Warning: Daikyo Brokerage Limited
April 14th, 2016
The Austrian Financial Market Authority (FMA) has issued a press release to inform that by publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 14 April 2016 the below company is not entitled to provide investment services in Austria requiring a licence. ...
Japan officials step up warning against yen rise
April 8th, 2016
Dollar hit fresh 17-mth low below 108 yen Japan seen hesitant to intervene in market Aso says to take steps as needed, mum on intervention Govt watching if any speculative moves – econmin (Adds quotes, econmin, MOF official, details) ...
FCA UK issued warning against clone and unauthorised firms
April 4th, 2016
The Financial Conduct Authority has issued press releases to inform public and investors regarding clone and unauthorised firms. According FCA, the below firms have been providing financial services or products in the UK without its authorisation. FCA states that almost ...
BCSC Warning:Central Provider Ltd. operating as Central Options
March 30th, 2016
Central Provider Ltd., which claims to have offices in London, England, Hong Kong, China, and Toronto, Ontario operates Central Option. Central Option purports to be a binary options trading platform provider. A binary option is a type of option ...
Canadian securities regulators adopt amendments to early warning system
February 29th, 2016
The Canadian Securities Administrators (CSA) announced today the publication of final amendments that are designed to provide greater transparency about holdings of reporting issuers’ securities under the early warning system. “These final amendments enhance the quality and integrity of the early ...
FCA fires warning shot at spread betting firms
February 3rd, 2016
Britain’s financial regulator warned spread betting firms on Tuesday to comply with its rules after a survey found poor practices that risk leaving customers unfairly treated. The Financial Conduct Authority published on Tuesday a “Dear CEO” letter sent to ...
Austrian Financial Market Authority (FMA) Warning: SIBS Brokers
January 13th, 2016
The Austrian Financial Market Authority (FMA) has issued a press release to inform that by publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 12 January 2016 the below company is not entitled to provide investment services in ...
Slovene Securities Market Agency is warning investors
December 30th, 2015
Slovene Securities Market Agency has issued a warning to inform investors and public about activities of the companies: GCM Marketing Ltd., 112 Bonadie Street, Kingstown, St. Vincent, Lyxor Ltd., 112 Bonadie Street, Kingstown, St. Vincent Global Marketing Solutions d.o.o., ...
