Search Results for: UK Financial Conduct Authorit
Temporary restriction in short selling
July 1st, 2014
The Financial Conduct Authority (FCA) notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March ...
FCA warning against clone firms
June 27th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: Rimas Risk Management Service (55 Old Broad Street, London, EC2M1RX, Email: rimasuk@europe.com) Knightsbridge Management International Asset Management (www.kmi-am.com, Email: admin@kmi-am.com) are clone firms, ...
Small business bill: HMRC to share VAT data with credit agencies
June 26th, 2014
Under the guise of increasing access to finance, the government brought forward proposals to make VAT registration data available to third parties in the Small Business, Enterprise and Employment Bill published yesterday. As previewed in the Queen’s speech, the ...
FCA warning against unauthorised firm
June 26th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: Lucrativa Limited (https://lucrativa.biz) China Trust Underwriters (www.chinatrustunderwriters.com) FCA ...
FCA warning against unauthorised firm
June 23rd, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that Capital One Forex (www.capitaloneforex.com) is not permitted to provide any financial services or products. FCA points out that this company is neither ...
FCA warning against unauthorised firms
June 19th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: EAZZY Business Limited (www.eazzy.biz) Sierra Finance Asset Management (http://sierrafam.com) ...
Bank of America instructs Shearman & Sterling disputes head for forex lawsuit
June 19th, 2014
Shearman & Sterling has landed a major advisory role for Bank of America on a sprawling US lawsuit over alleged rates rigging in the foreign exchange market. A filing earlier this month shows a New York-based group of Shearman ...
Credit Suisse and Yorkshire Building Society fined for failing to promote products
June 16th, 2014
The Financial Conduct Authority has slapped a unit of Credit Suisse and the Yorkshire Building Society (YBS) with millions of pounds worth of fines for failing to ensure that the promotion of a key financial product was clear, fair ...
FCA warning against unauthorised firms
June 13th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: Loans 4 u CMBS Portfolio (www.cmbs-portfolio.com) FCA points ...
FCA warning against unauthorised firms
June 12th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: BBC Debts.com ZoomPayday (www.zoompayday.co.uk) Seth Cohen LLP (www.sethcohen.us) ...
