Search Results for: SEC
ISE Announces First Implementation of a Securities Exchange on Amazon Web Services Cloud Computing Environment
April 4th, 2016
The International Securities Exchange (ISE) is the first regulated securities exchange to build and operate cloud-based disaster recovery infrastructure as part of disaster preparedness requirements established by the U.S. Securities and Exchange Commission’s (SEC) recent Regulation Systems Compliance and Integrity (Reg ...
Euronext completes Interbolsa migration to Pan-European securities settlement platform TARGET2-Securities
March 31st, 2016
Euronext announces that the Portuguese Central Securities Depository Interbolsa, a subsidiary of Euronext Lisbon, has successfully completed the migration to TARGET2-Securities (T2S), one of the largest infrastructure projects launched by the European Central Bank – Eurosystem so far, which ...
Mayzus Investment fined by CySec
March 31st, 2016
Further to the announcement issued regarding the imposition of Administrative Fine on CIF Ouroboros Derivatives Trading Ltd, the Cyprus Securities and Exchange Commission (CySec) has issued a second announcement to inform investors that, at its meeting held on February ...
CySec imposed an Administrative Fine of €235.000 on a Cyprus Investment Firm
March 31st, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that, at its meeting held on January 18, 2016, the Commission decided to impose a total administrative fine of €235.000 to the CIF Ouroboros Derivatives Trading ...
SWIFT offers secure financial messaging services to CIPS
March 29th, 2016
SWIFT and CIPS sign memorandum of understanding on cross-border interbank payment system cooperation SWIFT has signed a memorandum of understanding (MOU) with China International Payment Service Corp., (CIPS Co.). The MOU sets out plans for a strategic collaboration to ...
CySec informs in relation to Starfish Markets (CY)
March 25th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors regarding the company ‘Starfish Markets (CY). According CySec’s announcement, the company ‘Starfish Markets (CY) Ltd’ (‘the Company’) has obtained a license by the CySEC to operate as ...
CySec informs that a firm obtained the Cyprus Investment Firm (CIF) license
March 24th, 2016
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that “Woodbrook Wealth Management Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firm). The firm is now ...
Barclays Identity Service launches, providing a secure and simple way for UK residents to access Government services online
March 23rd, 2016
UK residents using GOV.UK Verify to access government services online will now be able to choose the Barclays Identity Service to quickly and securely verify their identity, giving them easy access to services such as viewing their driving licence, ...
Latest update on Alpari UK: Notice of proposed to make a second interim distribution
March 23rd, 2016
KPMG, Administrators of Alpari (UK) Limited, has issued an announcement to inform regarding a proposal to make a second interim distribution to the unsecured creditors of the Company within two months from 18 April 2016. Below is the announcement as ...
FINRA and Nasdaq Fine Wedbush Securities Inc. $675,000 For Supervisory Violations Relating to Chronic Fails to Deliver by a Client in Multiple Exchange-Traded Funds
March 22nd, 2016
The Financial Industry Regulatory Authority (FINRA) and The Nasdaq Stock Market LLC (Nasdaq) announced today that they jointly censured and fined Wedbush Securities Inc. $675,000 for supervisory violations in connection with its handling of a client’s redemption activity and ...
