Search Results for: ASX 200
Citigroup Global Markets Australia pays $50,000 in infringement notice penalty
June 9th, 2017
Citigroup Global Markets Australia Pty Ltd (‘Citigroup’) has paid a penalty of $50,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (‘MDP’). The MDP had reasonable grounds to believe that Citigroup had contravened ...
Former Perth managing director sentenced to 18 months’ jail for insider trading
April 28th, 2017
Former Managing Director Steven Robert Noske has been sentenced today to 18 months’ imprisonment and fined $20,000 after being found guilty of insider trading by a West Australian Supreme Court jury. The Court ordered that Mr Noske be released after ...
Eurosystem eMoney Institution license granted for ISXPay™
April 6th, 2017
iSignthis Ltd (ASX : ISX) (the Company) is pleased to advise that its subsidiary, iSignthis eMoney Ltd, trading as ISXPay™, has been granted an eMoney Institution (EMI) License #115.1.3.17 by the Central Bank of Cyprus (CBC). eMoney Institution License ...
Bitcoin Price Spikes Spurred by Chinese Capital Curbs: Australian Financial Analyst
March 29th, 2017
A prominent equities analyst at an Australian private brokerage sees China’s capital controls as a major factor behind the recent surges of the value of bitcoin. Julia Lee, an equities analyst at Australian brokerage firm BellDirect was speaking in ...
Credit Suisse pays $170,000 in infringement notice penalty
March 15th, 2017
Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $170,000 to comply with an infringement notice from the Markets Disciplinary Panel (MDP). The MDP had reasonable grounds to believe that Credit Suisse had contravened subsection 798H(1) of ...
Gold price at 1-month low
March 7th, 2017
After its worst week since November, gold was drifting lower again on Monday with the metal coming under pressure from a stronger dollar and a looming interest rate hike in the US which would only the third time since ...
Global brokerage BGC Partners pays $90,000 penalty
February 23rd, 2017
BGC Partners (Australia) Pty Limited (“BGC”) has paid a total penalty of $90,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The MDP had reasonable grounds to believe that BGC had contravened subsection 798H(1) ...
Share Investing pays $130,000 in infringement notice penalty
February 20th, 2017
Share Investing Limited (“Share Investing”) has paid a penalty of $130,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The MDP had reasonable grounds to believe that Share Investing had contravened subsection 798H(1) of ...
Court fines Sino Australia Oil and Gas Limited and disqualifies former chairman, Tianpeng Shao
December 9th, 2016
The Federal Court of Australia has ordered that Sino Australia Oil and Gas Limited (in liquidation) (Sino) pay a pecuniary penalty of $800,000 and its former chairman, Mr Tianpeng Shao, be disqualified from managing corporations for a period of ...
Former financial adviser has been sentenced to seven years imprisonment
November 15th, 2016
Former financial adviser, Mr Darren John Wise, has been sentenced in the Maroochydore District Court to seven years imprisonment on charges brought by ASIC. Mr Wise will be eligible for parole after serving 20 months. Mr Wise, formerly of ...
