Search Results for: Vest Financial
FCA warns about six unauthorised financial services firms
February 8th, 2016
FCA has issued warnings to inform investors and public regarding firms that FCA believes that have been providing financial services or products in the UK without the FCA’s authorisation. FCA reports the below unauthorised by the Authority firms: 1) ...
BaFin has published a report on FinTechs: Young IT companies on the financial market
February 1st, 2016
The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) of Germany, has published a report on the topic FinTechs: Young IT companies on the financial market. According to BaFin, an internal BaFin project group started work on the topic ...
FCA and PRA announced that will start investigations into HBOS senior managers
January 29th, 2016
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have decided to start investigations into certain former HBOS senior managers. These investigations will determine whether or not any prohibition proceedings should be commenced against them. The FCA ...
IG Group released report of Investment Trends 2015 UK
January 29th, 2016
IG Group has issued an announcement to make publish Investment Trends 2015 UK Leveraged Trading Report. According to the company: UK trader numbers rose over 2015 in spite of the turmoil that followed the Swiss Franc depeg New criteria ...
CySec announced administrative fine of €156.000 on a Cyprus Investment Firm
January 27th, 2016
The Cyprus Securities and Exchange Commission (CySec) has issued a press release to inform that: The Board of the Cyprus Securities and Exchange Commission (the ‘CySEC’) wishes to inform investors that, at its meeting held on October 12, 2015, decided ...
Financial Regulators warn for unauthorised Forex and Binary firms
January 25th, 2016
The Ontario Securities Commission (OSC) and the British Columbia Securities Commission (BCSC) have issued warnings to inform investors and public for unregistered firms trading in Forex and Binary. Specific, the OSC informs that: 1) Sumo Forex Limited Address: 28 ...
Euclid Opportunities invests in Digital Asset Holdings
January 25th, 2016
ICAP plc (IAP.L), announced that it has invested in Digital Asset Holdings LLC, a developer of Distributed Ledger Technology for the financial services industry. The investment was made through Euclid Opportunities, ICAP’s early stage fintech investment business, and forms ...
Don’t panic’: Experts reveal their investment tips for volatile times
January 21st, 2016
China fears! Billions of dollars lost! Unprecedented volatility! With investment markets in full blown panic mode, two listed investment company stalwarts are advising investors to keep cool heads as they wade through some of the most volatile times on ...
R3 brings eleven major global financial institutions together on a cloud based distributed ledger
January 21st, 2016
Financial technology innovation company, R3 CEV, today announced the successful completion of a ground breaking distributed ledger experiment involving eleven of the world’s largest financial institutions. R3 and consortium member banks Barclays, BMO Financial Group, Credit Suisse, Commonwealth Bank of ...
CNMV Spain warns on unregistered financial services firms
January 21st, 2016
The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued a press release to inform public in relation with financial services firms that are not authorised to provide investment services in Spain ...
