Search Results for: SEC
CySec announces acquisition of CIF licence for Investment Services
January 4th, 2016
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “Chase Buchanan Ltd“ has successfully obtained the CySec licence for CIF(Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision of CySec ...
Nasdaq Linq Enables First-Ever Private Securities Issuance Documented With Blockchain Technology
December 31st, 2015
Nasdaq today announced that an issuer was able to use its Nasdaq Linq blockchain ledger technology to successfully complete and record a private securities transaction – the first of its kind using blockchain technology. Chain.com, an inaugural Nasdaq Linq client and ...
Slovene Securities Market Agency is warning investors
December 30th, 2015
Slovene Securities Market Agency has issued a warning to inform investors and public about activities of the companies: GCM Marketing Ltd., 112 Bonadie Street, Kingstown, St. Vincent, Lyxor Ltd., 112 Bonadie Street, Kingstown, St. Vincent Global Marketing Solutions d.o.o., ...
NSD Russia develops settlement Services for OTC securities trades
December 23rd, 2015
National Settlement Depository (NSD), Russia’s central securities depository, has started applying the electronic matching procedure for all counterparties’ potential counter clearing and settlement instructions for OTC securities trades (starting as of 21 December 2015). Previously, this service was optional ...
CySec announces acquisition of CIF (Cyprus Investment Firm) licence
December 23rd, 2015
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “Positiva Markets (Cy) Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firm). The firm is now authorised to operate legally under the supervision of ...
Former R.B.S. Bond Trader Pleads Guilty to Securities Fraud
December 22nd, 2015
A former top trader at the Royal Bank of Scotland pleaded guilty in federal court in Connecticut on Monday to one count of conspiracy to commit securities fraud as part of the government’s investigation into Wall Street bond sales ...
BT helps ADS Securities extend institutional trading operations into North America
December 22nd, 2015
BT today announced that it is making it easier for institutions with a presence in North America to access foreign exchange, metals and commodities markets via the OREX trading platform of leading financial services company, ADS Securities. Abu Dhabi-based ...
NSX Is Approved by the SEC to Re-Launch Trading Operations
December 21st, 2015
NSX Plan for Phased Roll-Out On December 14, 2015, the Securities and Exchange Commission (“SEC”) issued an order granting NSX final approval to re-launch and resume operations for equity and ETF trading. Accordingly, NSX has given notice to its ...
Cloud Access Security Brokers Market by Solution & Service – Grow From USD 3.34 Billion in 2015 to USD 7.51 Billion by 2020
December 17th, 2015
Research and Markets has announced the addition of the “Cloud Access Security Brokers Market by Solution & Service – Global Forecast to 2020” report to their offering. This industry forecast the cloud access security brokers market size to grow from USD 3.34 Billion in ...
Paul P. Andrews of FINRA Named IOSCO Secretary General
December 16th, 2015
The Board of the International Organization of Securities Commissions (IOSCO) today announced it has appointed Paul P. Andrews as its new Secretary General. Mr. Andrews is currently the Vice President and Managing Director of International at the Financial Industry ...
