Search Results for: Financial Conduct Authority
FCA warns for an unauthorised firm
April 14th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “LSE Acquisitions” is not authorised by the FCA to provide financial services or products. Source: FCA
FCA warning for a clone firm
April 14th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “AXA Investment Managers” (www.axa-im.co.uk) is the clone firm of the FCA authorised firm “AXA Investment Managers UK Ltd” (www.axa-im.co.uk, retail.axa-im.co.uk). Therefore, FCA ...
FCA warning for unauthorised firm
April 11th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Stover Limited” is not permitted to provide any financial services or products. Furthermore, FCA points out that “Stover Limited” is neither regulated nor ...
FCA warning for unauthorised firm
April 10th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Edward Evans Group” is not permitted to provide financial services or products. Furthermore, FCA points out that “Edward Evans Group” is neither ...
FCA warning for a clone company
April 9th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “IAF Capital Limited” (http://en.iafcap.com) is the Clone of FCA authorised firm “IAF Capital Limited” (http://www.iafcapital.com). FCA points out that investors should be cautious ...
FCA on advisory firms
April 7th, 2014
The Financial Conduct Authority’s (FCA), has issued a press release arguing that too many advisory firms are not being clear with consumers on how much advice costs, the type of service they offer (whether it is restricted and the ...
FCA announces competition review into credit cards
April 3rd, 2014
The Financial Conduct Authority (FCA) today confirmed its intention to undertake a competition review into the UK’s £150bn credit card market at the end of this year. Speaking at the Credit Today Credit Summit in London, FCA chief executive ...
FCA warning for unauthorised firm
April 3rd, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Baron Group Limited” (www.barongroupltd.com, www.barongrouplimited.com) is not permitted to provide financial services or products. Furthermore, FCA points out that “Baron Group Limited” ...
FCA warning for unauthorised firm
April 2nd, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Kingston Financial Group” (http://www.kingston-fg.com) is not permitted to provide financial services or products. Likewise, FCA points out that “Kingston Financial Group” neither regulated ...
FCA to investigate how firms deal with risk benchmark manipulation
March 31st, 2014
The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part of its Business Plan for 2014/15, which was published today. The forward-looking thematic ...
