Search Results for: SEC
Standard Bank to Pay $4.2 Million to Settle SEC Charges
December 1st, 2015
Bank Agrees to $36.9 Million Global Settlement with the SEC and the U.K.’s Serious Fraud Office The Securities and Exchange Commission today charged Standard Bank Plc with failing to disclose certain payments in connection with debt issued by the ...
CySec announced Imposition of Fines on 4 Cyprus Investment Firms
November 27th, 2015
The Cyprus Securities Exchange Commission (CySec) has issued an announcement to inform about its decision for Imposition of Administartive Fines on four Cyprus Investment Firms. According to CySec, the CIFs Reliantco Investments Ltd, WGM Services Ltd , Pegase Capital ...
CySec announced Settlement with IronFX Global Ltd for €335.000
November 27th, 2015
The Cyprus Securities and Exchange Commission (CySec), following its announcement dated 06/08/2015, has issued an announcement to inform that: According the Article 37(4) of the Law 73(I)-2009 consolidated up to 135(I)-2015, the Commission may proceed with a compromise of ...
CySec warns for a serious financial scam regarding individuals impersonating CySec officers
November 27th, 2015
The Cyprus Securities and Exchange Commission (CySec), the financial regulator of Cyprus, has issued today a warning to inform investors and the general public that it has come to its attention that several types of financial scam messages and/or ...
CySec announced the initiation of the compensation payment process by I.C.F for Pulp International Business Ltd
November 25th, 2015
The Cyprus Securities Exchange Commission (CySec) has issued an announcement to inform about its decision for Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs (‘the I.C.F’) for Pulp International Business Ltd. CySec’s ...
German prosecutors launch tax evasion probe at Volkswagen
November 25th, 2015
German prosecutors have launched an investigation into suspected tax evasion in connection with cheating on emissions tests by Volkswagen (VOWG_p.DE), adding to the intense scrutiny of Europe’s biggest carmaker. The investigation focuses on five Volkswagen employees, a spokesman for ...
CySec announced imposition of an administrative fine and reprimand for the Directors of Pulp International Business Ltd
November 24th, 2015
The Cyprus Securities and Exchange Commission (CySec) issued an announcement to inform public regarding its decision to impose an administrative fine / reprimand to the Directors of Pulp International Business Ltd. According to CySec, on its meeting held on ...
CySec informs on Contribution of CIFs to the Single Resolution Fund and National Resolution Fund
November 23rd, 2015
The Cyprus Securities and Exchange Commission (CySec), the Cyprus financial regulatory authority, has issued today a circular to inform Cyprus Investment Firms about their contribution the Single Resolution Fund and National Resolution Fund. CySec’s Circular informs in relation to ...
Deutsche Bank tests password-free mobile security
November 23rd, 2015
Deutsche Bank is experimenting with new antifraud technology that uses the way you handle and hold your phone to work out if you are really you. The bank hopes the system will free customers from passwords and allow it ...
SEC Proposes Rules to Enhance Transparency and Oversight of Alternative Trading Systems
November 20th, 2015
The Securities and Exchange Commission today announced it has voted to propose rules to enhance operational transparency and regulatory oversight of alternative trading systems (ATSs) that trade stocks listed on a national securities exchange (NMS stocks), including “dark pools.” ...
