Search Results for: Vest Financial
FSC: Suspension of the Investment Dealer (Full Service Dealer Excluding Underwriting) Licence of BRAMER CAPITAL BROKERS LTD & Order to Cease Trading in Securities
May 11th, 2015
Notice is hereby given in accordance with Section 27 of the Financial Services Act 2007 (the ‘FSA’) that the Investment Dealer (Full Service Dealer Excluding Underwriting) Licence of BRAMER CAPITAL BROKERS LTD (‘BCBL’), having its registered address at 11th ...
UBS Sets Sights on U.S. Investment Banking Again
May 8th, 2015
UBS AG, which stumbled badly the last time it pushed to expand in the lucrative U.S. investment-banking market, is again seeking to build its business here—though this time with more modest ambitions. UBS AG, which stumbled badly the last time ...
ACPR and AMF warn the public against unauthorized websites and entities proposing Forex investments
May 7th, 2015
The Autorité de Contrôle Prudentiel et de Résolution (ACPR) and the Autorité des Marchés Financiers (AMF) are publishing a new updated list of websites and entities offering investments on the unregulated foreign exchange (Forex) market in France, without ...
FINRA Sanctions LPL Financial LLC $11.7 Million for Widespread Supervisory Failures Related a Number of Key Areas
May 7th, 2015
FINRA Sanctions LPL Financial LLC $11.7 Million for Widespread Supervisory Failures Related to Complex Products Sales, Trade Surveillance and Trade Confirmations Delivery LPL Ordered to Pay Approximately $1.7 Million in Restitution to Customers The Financial Industry Regulatory Authority (FINRA) ...
Fifth Annual Impact Investor Survey Reflects on Industry Growth, Past and Projected
May 5th, 2015
146 of the world’s largest impact investors, including fund managers, banks, development finance institutions, foundations, and pension funds report having committed $10.6 billion to impact investments in 2014, with plans to commit 16% more in 2015. The surveyed sample, ...
Saudi Arabia expected to retain popularity in private equity investment
May 5th, 2015
Saudi Arabia will remain a favoured destination for private equity investment in the coming years in spite of volatile oil prices and instability in neighbouring Yemen, investment professionals said yesterday. Lower oil prices in the past year are unlikely ...
Bitcoin brokerage Circle gets $50 million investment
April 30th, 2015
Bitcoin brokerage Circle Internet Financial Inc said it closed a $50 million (32 million pounds)investment round led by Goldman Sachs and IDG Capital Partners. The company also said it will start giving customers the ability to hold, send, and ...
Easier Access to Simpler Funds for Retail Investors
April 29th, 2015
From today, retail investors can expect easier access to a wider range of investment funds, including exchange-traded funds (ETFs). This enhancement is part of the Monetary Authority of Singapore’s (MAS) broader effort to expand the range of simple, low-cost investment ...
Deutsche Bank is to invest up to €1 billion in digital technologies
April 29th, 2015
Investment is part of the German bank’s restructuring strategy, which aims to achieve annual savings of €3.5 billion by 2020. Deutsche Bank is to invest up to €1 billion to deploy digital technologies across all of its businesses over ...
HCMC imposes fines on foreign investors for naked short selling
April 29th, 2015
Over 1.6 million euros worth of fines were imposed for naked short selling during April and May of 2014 The Hellenic Capital Market Commission (HCMC) announced that it has imposed over 1.6 million euros worth of fines on foreign ...
