Search Results for: Shares
Former director jailed in misappropriate investor funds case
May 15th, 2017
Mr Gavin Keith Hyland has been convicted in the Brisbane District Court on two counts of dishonestly using his position to misappropriate investor funds. In relation to the first count, Mr Hyland was sentenced to two years imprisonment and ...
KCG averaged $26.3 billion dollar volume traded in Market Making for April 2017
May 15th, 2017
KCG Holdings, Inc. (NYSE: KCG) today released trade volumes for the month of April 2017. In Market Making, KCG averaged $26.3 billion dollar volume traded, 11.1 billion shares traded, and 3.3 million trades per day in U.S. equities. In ...
Snapchat co-founders just lost Over $1 Billion each
May 11th, 2017
Snap Inc. co-founders Evan Spiegel and Bobby Murphy lost more than $1 billion each after the company reported earnings for the first time Wednesday afternoon. Shares fell 25 percent to a low of $17.12 at 4:38 p.m. before rebounding ...
SFC fined millions a securities dealing company
May 10th, 2017
SFC reprimands and fines Promising Securities Company Limited $3.5 million The Securities and Futures Commission (SFC) has reprimanded and fined Promising Securities Company Limited (Promising) $3.5 million for breach of the Code of Conduct and the Management, Supervision and ...
Asia Stocks Rise; Yen Gains
May 10th, 2017
China shares in Hong Kong surge, Kospi drops after election S&P 500 futures slip as Trump fires FBI boss James Comey Asian stocks resumed a rally as Hong Kong shares jumped to a 21-month high. U.S. stock-index futures slipped ...
Bats announces alternative to closing auctions
May 9th, 2017
Bats Market Close is an end-of-day match process for non-Bats listed securities Follows significant and persistent demand from a broad range of industry participants Bats, a CBOE Holdings, Inc. company, and the second-largest operator of stock exchanges in the ...
Breaking: BaFin restricts CFD trading
May 9th, 2017
The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) today issued a General Administrative Act pursuant to section 4b of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG). The General Administrative Act restricts the marketing, distribution and sale ...
COMPLIANCE OFFICER & ANTI MONEY LAUNDERING OFFICER
May 9th, 2017
Overview: Trade Finance is in our DNA. For more than 10 years, XTrade has helped global traders with access to the world’s largest and most liquid market. By offering the most innovative trading tools, hiring the best trading educators, ...
FXCM’s parent company Global Brokerage Inc. in trouble with Nasdaq delisting notice
May 9th, 2017
For the prior 30 consecutive business days, the market value of the Company’s publicly held shares was less than $15 million which prompted a Nasdaq notice of delisting. On May 2, 2017, the Nasdaq Stock Market (“Nasdaq”) notified Global ...
Asia Stocks Fall After Rally, Aussie Dollar Drops: Markets Wrap
May 9th, 2017
S&P 500 ekes out new record as VIX slumps to lowest since 1993 Japan’s Topix retreats from highest level since December 2015 Asian equity markets slipped from a two-year high in the absence of catalysts to spur further gains, ...
