Search Results for: Brokers

Convict Libor brokers only if they played ‘significant’ role, UK jury told

January 22nd, 2016 (0)
Jurors in Britain’s second Libor trial were instructed on Thursday not to convict the six former brokers in the dock unless evidence showed they played a “significant” part in an alleged plot to help convicted trader Tom Hayes rig ...

Interactive Brokers Group Announces 2015 Results

January 20th, 2016 (0)
REPORTS COMPREHENSIVE EARNINGS PER SHARE OF $0.62, INCOME BEFORE TAXES OF $458 MILLION ON $1,189 MILLION IN NET REVENUES, AND EARNINGS PER SHARE ON NET INCOME OF $0.78. DECLARES QUARTERLY DIVIDEND OF $0.10 PER SHARE. Interactive Brokers Group, Inc. ...

Six former brokers acted as ‘well-oiled machine’, Libor trial hears

January 14th, 2016 (0)
Defendants conspired with convicted trader Tom Hayes to manipulate inter-bank lending rate, prosecution tells court Six former brokers acted as a “well-oiled machine” to assist convicted trader Tom Hayes to rig Libor interest rates, a court has heard. Summing ...

Austrian Financial Market Authority (FMA) Warning: SIBS Brokers

January 13th, 2016 (0)
The Austrian Financial Market Authority (FMA) has issued a press release to inform that by publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 12 January 2016 the below company is not entitled to provide investment services in ...

Record number of brokers barred, suspended in 2015

January 7th, 2016 (0)
A record number of punishments were levied against bad brokers in 2015 by the Financial Industry Regulatory Authority (Finra), the brokerage industry’s personal regulator. In 2015, 492 brokers were barred from Wall Street and 737 were suspended, according to data ...

Interactive Brokers Group Reports Brokerage Metrics for December 2015, includes Reg.-NMS Execution Statistics

January 5th, 2016 (0)
Interactive Brokers Group, Inc. an automated global electronic broker and market maker, today reported its Electronic Brokerage monthly performance metrics for December. Highlights for the month included: 628 thousand Daily Average Revenue Trades (DARTs), 6% higher than prior year ...

Wells Fargo to Nudge Brokers to Get Bigger Clients

December 18th, 2015 (0)
Change is bank’s latest push to compete for clients who have millions of dollars in assets Wells Fargo & Co. will push its brokers to work with bigger clients as part of a broader strategy to attract wealthier investors. The ...

Cloud Access Security Brokers Market by Solution & Service – Grow From USD 3.34 Billion in 2015 to USD 7.51 Billion by 2020

December 17th, 2015 (0)
Research and Markets has announced the addition of the “Cloud Access Security Brokers Market by Solution & Service – Global Forecast to 2020” report to their offering. This industry forecast the cloud access security brokers market size to grow from USD 3.34 Billion in ...

Brokers Warned Not to Steer Clients’ Stock Trades Into Slow Lane

December 15th, 2015 (0)
Brokers have been put on notice: treat your customers’ orders as well as you treat your own. The Financial Industry Regulatory Authority, Wall Street’s self-regulator, recently said firms using the fastest, most expansive price databases for their own stock trading must ...
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