Search Results for: Vest Financial
CySec informs for acquisition of CIF (Cyprus Investment Firms) licence
March 30th, 2015
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “M.G.T.M. Financial Services Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under ...
Ireland’s financial services sector looks to AOMi for improved operations performance
March 26th, 2015
Leading banks and financial organisations are choosing international specialist’s method-driven approach and cloud-based software in support of improved productivity Active Operations Management International (AOMi) has announced major contract wins in Ireland, including a new deployment with Dublin-based Bank of ...
FCA wins appeal case against unregulated investment schemes
March 25th, 2015
The Financial Conduct Authority (FCA) has received the judgment from The Court of Appeal hearing for Capital Alternatives and others which took place on 27 and 28 January 2015. The Court of Appeal has ruled that all four schemes ...
CySec: acquisition of CIF (Cyprus Investment Firms) licence
March 20th, 2015
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Royal Forex Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the ...
BaFin imposes fine on BlackRock Investment Management (UK) Ltd
March 20th, 2015
The German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) has imposed a fine of EUR 3.25m on BlackRock Investment Management (UK) Ltd. This constitutes the largest fine that BaFin has ever imposed. BlackRock has announced that it will accept the fine. BlackRock group companies had ...
CySec warning about a Cyprus Investment Firm
March 19th, 2015
The Cyprus Securities and Exchange Commission (CySec) wishes to inform the investors about the company ‘P.M. Investment Capital Ltd’ (‘P.M.’): P.M. is authorised (no. 243/14) by CySEC to provide investment services in relation to financial instruments but is not allowed, ...
Citigroup, Barclays Close to Settling Forex Lawsuit With Private Investors
March 18th, 2015
Citigroup Inc. and Barclays PLC are expected to pay as much as $800 million combined to settle a lawsuit with investors who say the banks manipulated foreign-exchange rates, according to people close to the situation. The expected settlements would ...
Investor Group to Buy GE Capital’s Australia, New Zealand Consumer-Lending Unit
March 16th, 2015
Investors include KKR, Deutsche Bank, Värde Partners, in one of biggest deals in Asia-Pacific this year In one of the biggest deals in the Asia-Pacific region so far this year,General Electric Co. agreed to sell the consumer-lending business of GE Capital ...
Asian stock markets drift as investors await Fed meeting
March 16th, 2015
Most Asian stock markets drifted Monday as investors hunkered down ahead of a Federal Reserve meeting this week that may set the stage for the first U.S. interest rate hike since the global financial crisis. KEEPING SCORE: Japan’s benchmark ...
ASIC facilitates foreign financial service providers applying for exemptions
March 13th, 2015
ASIC is clarifying the documentation foreign financial services providers should provide to it when applying for class order exemptions to conduct business in Australia to facilitate an easier application process. In a written statement to key advisers to foreign ...
