Search Results for: warning
FINMA Switzerland warns for unauthorised Binary Options Firm
September 24th, 2015
FINMA, the Swiss Financial Market Supervisory Authority, has issued a warning to inform investors for a company suspected of conducting unauthorised activities in the financial market. FINMA added on September 24 the below company in its Warning list: 1) ...
There Are Indications That A Major Financial Event In Germany Could Be Imminent
September 22nd, 2015
Is something about to happen in Germany that will shake the entire world? According to disturbing new intel that I have received, a major financial event in Germany could be imminent. Now when I say imminent, I do not ...
FSC Mauritius warns on a firm claiming to hold an Investment Dealer Licence
September 14th, 2015
The Financial Services Commission, Mauritius (the “FSC Mauritius”) has issued a warning to alert public with regards to BANK CAPITAL-INVESTMENT MANAGEMENT (“BANK CAPITAL”). The FSC Mauritius has recently been apprised that BANK CAPITAL is claiming to be regulated by the ...
List of companies offering services, all operating unlawfully in Belgium
September 14th, 2015
The Financial Services and Markets Authority (FSMA) has, on several occasions, warned the public against the activities of various providers of/intermediaries in binary options and forex products, as well as against the activities of various so-called “boiler rooms”, all ...
China brokers’ shares tumble after CSRC imposes fines
September 14th, 2015
Shares of four of China‘s largest brokerages tumbled on Monday after fines and penalties were imposed by the country’s securities regulator on the companies and some of their executives for failing to conduct proper verification of clients. The China ...
OSC warns about an Investment Firm with address in Cyprus
September 11th, 2015
The Ontario Securities Commission (OSC) has issued a Warning regarding: Ouroboros Derivatives Trading Ltd. Last known/disclosed address: 42-44 Griva Digeni Avenue, 1096, Nicosia, Cyprus According to OSC, Ouroboros Derivatives Trading Ltd. doing business as www.anyoption.ca and www.anyoption.com is not ...
SFC warns on unlicensed entity Wells Fargo Global Investments (Hong Kong) Limited
September 10th, 2015
Regulatory Commission of Hong Kong, Securities and Futures Commission (SFC), has issued a warning to inform public for an unlicensed entity with the name Wells Fargo Global Investments (Hong Kong) Company Limited. The address of the above company and ...
AMF: list update of unauthorised websites offering binary options trading
September 9th, 2015
The AMF is publishing a new updated list of websites offering binary options trading, for which no authorised investment services provider could be clearly identified. The Autorité des Marchés Financiers (AMF) is once again warning retail investors against aggressive ...
CFTC Orders FXCM to Pay More Than $843,000
September 9th, 2015
The U.S. Commodity Futures Trading Commission (CFTC) has issued a press release to inform on its decision to order Forex Capital Markets, LLC to pay more than $843,000 for Supervision and Record-Production Violations and for Violating a Previous Commission Order. ...
FCA: New Financial Services Register
September 8th, 2015
A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. The new Register has one search field to help you find a ...
