Search Results for: Securities and Exchange Commission
CySec announcement regarding lapse of CIF authorisation
November 10th, 2014
The Cyprus Securities and Exchange Commission (CySec), the Cypriot regulator, announced that, on 3rd of September 2014, the CIF authorisation of «Trendoks Ltd» with number 212/13 has lapsed, pursuant to section 24(1)(a) of the Investment Services and Activities and Regulated Markets ...
CySec: acquisition of CIF (Cyprus Investment Firms) licence
November 10th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Myfxbook Ltd” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision ...
CySec: acquisition of CIF (Cyprus Investment Firms) licence
November 7th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Trilt Ltd” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision ...
CySec: acquisition of CIF (Cyprus Investment Firms) licence
November 6th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Lucro Capital Ltd” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the ...
CySec: acquisition of CIF (Cyprus Investment Firms) licence
November 5th, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Performance Ronnaru Company Ltd” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the ...
SEC fines 13 firms over sale of Puerto Rico junk bonds
November 4th, 2014
Units of 13 major Wall Street firms, including JPMorgan and UBS, improperly sold bonds from Puerto Rico’s landmark March junk deal to retail investors who may not have understood the debt’s riskiness, the U.S. Securities and Exchange Commission said ...
CySec imposes administrative fine of €100.000
November 3rd, 2014
The Cyprus Securities and Exchange Commission (SEC) has issued an announcement to inform investors that, in its meeting held on October 20, 2014, decided to impose a total administrative fine of € 100.000 to Hellenic Bank Public Company Limited ...
Former head of US regulator advising top Bitcoin companies
October 29th, 2014
A former chair of the Securities and Exchange Commission (SEC) has been appointed to the advisory board of the two major Bitcoin companies. Arthur Levitt, who served as chair of the SEC between 1993 and 2001, will advise Bitpay ...
SEC investigates CMS employees in insider-trading case
October 29th, 2014
The U.S. Securities and Exchange Commission is investigating whether employees at the Centers for Medicare and Medicaid Services (CMS) leaked information to traders, the Wall Street Journal reported, citing people familiar with the investigation. Authorities have interviewed nearly a ...
SEC probing private equity performance figures
October 29th, 2014
The U.S. Securities and Exchange Commission is examining how private equity firms report a key metric of their past performance when they market new funds to investors, as the regulator boosts its scrutiny of the industry, according to people ...
