Search Results for: regulators
Regulatory authorities of Italy and Belgium warn the public for unauthorised investment firms
October 13th, 2015
The Commissione Nazionale per le Società e la Borsa (Consob), the regulatory authority of Italy and the Financial Services and Markets Authority (FSMA), the regulatory authority of Belgium, have issued “Warning” announcements to inform investors and public for companies ...
CySec issued a warning regarding an unauthorised investment services firm
October 12th, 2015
The Cyprus Securities and Exchange Commission (CySec), the regulatory authority in Cyprus, has issued a press release to warn public in relation with an unauthorised Firm. Specific, CySec warns that the company ‘FXi (Cyprus) Ltd’ (http://tradefxi.com): 1. Is not ...
Plus500 informs on Trading Metrics
October 12th, 2015
Plus500, an online service provider for retail customers to trade CFDs internationally, has a issued an announcement to inform regarding trading metrics for the three months ended 30 September 2015. In the nine months to 30 September 2015, revenue ...
Nasdaq’s SMARTS Launches Trade Surveillance Monitoring for Dark Pools
October 9th, 2015
New Capabilities Brings Transparency to Dark Trading Activity Nasdaq (Nasdaq:NDAQ), the world’s leading provider of trade surveillance technology to marketplaces, regulators and market participants, has officially launched new trade surveillance monitoring capabilities for dark trading activity alongside its award-winning SMARTS Trade ...
EU Court Says Data-Transfer Pact With U.S. Violates Privacy
October 7th, 2015
Decision will affect about 4,500 companies that move, store personal data The European Union’s highest court on Tuesday struck down a trans-Atlantic pact used by thousands of companies to transfer Europeans’ personal information to the U.S., throwing into jeopardy ...
FCA introduces new rules on whistleblowing
October 7th, 2015
The Financial Conduct Authority (FCA), alongside the Prudential Regulation Authority (PRA), has today published new rules in relation to whistleblowing. These changes follow recommendations in 2013 by the Parliamentary Commission on Banking Standards (PCBS) that banks put in place mechanisms to ...
ASIC bans two persons from providing financial services
October 6th, 2015
The Australian Securities and Investments Commission (ASIC) has issued today two announcements to inform public that the Commission decided to ban two persons in different cases from providing financial services. According the first announcement, ASIC informs that, it has ...
CySec announces acquisition of CIF (Cyprus Investment Firms) licence
October 6th, 2015
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “UR Trade Fix Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally ...
First brokers stand trial over Libor
October 5th, 2015
The first brokers to face prosecution in the global Libor investigation over allegations they helped traders from various panel banks to manipulate the rate by acting as middlemen will go on trial this week in London. The case will ...
CySec announces acquisition of CIF (Cyprus Investment Firms) licence
October 5th, 2015
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that “Click2trade Investment Group Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is now authorised to operate legally under the supervision of ...
