Search Results for: UK Financial Conduct Authorit
FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business
October 13th, 2016
The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also cancelled WPPL’s ...
FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings
October 5th, 2016
The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets. The ...
Former BlackRock fund manager charged with insider dealing in UK
September 29th, 2016
Mark Lyttleton, a former fund manager at the UK division of asset manager BlackRock Inc , has been charged with insider dealing by Britain’s markets regulator. The Financial Conduct Authority (FCA) said on Thursday it had charged 45-year-old Lyttleton ...
KPMG informs regarding distribution of client money of Alpari (Uk) Limited
September 20th, 2016
KPMG has issues an announcement to inform regarding the application to court for directions prescribing a client money distribution proceedings for Alpari (UK) Limited in Special Administration. Below is the announcement as it was published: On 27 July 2016, the ...
FCA warns for Global Escrow Exchange been unathorised in UK
September 19th, 2016
The Financial Conduct Authority (FCA) has issued a warning to inform that the Authority believes that the below firm has been providing financial services or products in the UK without FCA’s authorisation. Almost all firms and individuals offering, promoting or selling ...
FCA warns for a firm providing financial services in UK without authorisation
September 14th, 2016
The Financial Conduct Authority (FCA) has issued a warning to inform that the Authority believes that the below firm has been providing financial services or products in the UK without FCA’s authorisation. Almost all firms and individuals offering, promoting ...
FCA warns for CMS Trader been unathorised in UK
September 6th, 2016
The Financial Conduct Authority (FCA) has issued a warning to inform that the Authority believes that the below firm has been providing financial services or products in the UK without FCA’s authorisation. Almost all firms and individuals offering, promoting or selling ...
HKMA embraces FinTech as it burnishes Hong Kong’s brand to compete as Asia’s financial hub
September 6th, 2016
The Hong Kong Monetary Authority has unveiled a series of policy initiatives for banks to embrace technology, and changed the city’s tax regime to attract corporate treasury departments, as it sharpens its edge to compete with Singapore and Tokyo ...
The FCA UK fines and prohibits financial adviser
September 1st, 2016
The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function ...
Authorities pledge support, to issue rules for fintech
August 31st, 2016
Financial regulators are readying rules that will target financial technology businesses without limiting their room for growth as President Joko “Jokowi” Widodo pledges support for the infant industry. “I urge all parties to participate in fintech, IT and financial ...
