Search Results for: UK Financial Conduct Authorit
FCA bans former UBS senior trader from any regulated financial activity
October 19th, 2015
The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry FCA UK, the financial regulatory authority of UK, has issued a press release to inform that: Following convictions on 20 November 2012 of two counts ...
FCA UK issued a warning for a Forex Trading Firm
October 14th, 2015
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals offering, promoting or selling financial services or products in the ...
FCA UK warns about a clone investment firm
October 8th, 2015
The Financial Conduct Authority (FCA) of UK has issued a press release to warn public for a clone firm that fraudsters use as part of their tactics to scam people in the UK. The Clone firm’s details are: Equerry ...
FCA UK fined Investment Firm’s former finance director
September 23rd, 2015
FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function The Financial Conduct Authority (FCA) has fined Mr McNeil £350,000 and prohibited him from performing any ...
FCA UK warns on clone and unauthorised financial services Firms
September 15th, 2015
The Financial Conduct Authority UK has issued press releases to inform public regarding a clone firm and firms that the Authority believes that have been providing financial services without FCA’s authorisation. Specific, FCA reports that fraudsters, through the clone ...
Financial Regulators in UK and Spain warn on unauthorised investment firms
September 8th, 2015
The UK and Spanish Financial regulators Financial Conduct Authority (FCA) and Comision Nacional del Mercado De Valores (CNMV), have issued warnings to inform public for firms providing financial products and investment services in UK and Spain that are not authorised ...
FCA UK warns about a clone investment firm
September 2nd, 2015
The Financial Conduct Authority (FCA) of UK has issued a press release to warn public for a clone firm that fraudsters use as part of their tactics to scam people in the UK. The Clone firm’s details are: Ashmore ...
One Financial Markets Expands UAE Operations with Senior Appointments and New Offices
July 28th, 2015
One Financial Markets’ global growth continues, with the appointment of five former senior management team members from Alpari DMCC, new premises in Dubai, a new office in Abu Dhabi and further expansion in London. The ex-Alpari DMCC employees will ...
Bloomberg Receives Multilateral Trading Facility Authorisation from FCA UK
July 27th, 2015
Bloomberg Trading Facility Limited (BTF), an affiliate of Bloomberg LP, announces that it has received authorisation from the UK Financial Conduct Authority to operate a multilateral trading facility (MTF). The MTF draws on Bloomberg’s established and successful trading venue capabilities ...
Newest UK bank Atom selects global tech giant FIS to offer digital banking
June 25th, 2015
Atom, the designed for digital challenger to the UK banking market, is partnering with FIS™ (NYSE: FIS), a global leader in banking and payments technology as well as consulting and outsourcing solutions, to serve banking customers on the go. ...
