Search Results for: UK Financial Conduct Authorit
Beware: FCA reports several online trading brokers unauthorised in UK
May 23rd, 2018
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in UK, has issued several warnings to inform public and investors for firms that the authority believes that have been providing financial services or ...
Supervisory authorities around the world warn for unauthorised financial services firms
April 13th, 2018
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities and Futures Commission – SFC), Austria (Financial Market Authority – FMA), France (Autoritè des Marches Financiers ...
Financial supervisory authorities from around the world issued investor protection warnings
March 28th, 2018
The supervisory authorities of the Italy (CONSOB), United Kingdom (Financial Conduct Authority – FCA), France (Autoritè des Marchers Financiers – AMF), Ireland (Central Bank of Ireland), British Columbia (British Columbia Securities Commission – BCSC), Switzerland (Swiss Financial Market Supervisory ...
FCA UK publishes discussion paper on transforming culture in financial services
March 21st, 2018
The Financial Conduct Authority (FCA) has published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended to provide a basis for stimulating further debate on transforming ...
New credit card rules introduced by the Financial Conduct Authority
February 28th, 2018
The Financial Conduct Authority (FCA) has published its final policy statement on new rules for the credit card market. The FCA estimates the changes will save consumers between £310 million and £1.3 billion a year in lower interest charges. ...
Over £87,000 lost to binary options scams every day in the UK
January 29th, 2018
Over £87,000 lost to binary options scams every day in the UK Under 25s are six times more likely to trust an investment offer made via social media, compared to those aged 55+ Online overtakes phone as most common ...
FCA fines Interactive Brokers (UK) Limited £1,049,412
January 26th, 2018
FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions The Financial Conduct Authority (FCA) has imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 ...
UK Regulator released the names of unauthorised binary options providers
January 15th, 2018
The Financial Conduct Authority (FCA) has published a list of 94 firms without FCA authorisation that it understands to be offering binary options trading to UK consumers. Since January 3rd 2018, firms involved in binary options trading in the ...
FCA UK released the appointment of new Chair
January 8th, 2018
HM Treasury announced the appointment of Charles Randell CBE as the new Chair of the Financial Conduct Authority (FCA). Charles is currently an external member of the Prudential Regulation Committee of the Bank of England and a non-executive board ...
Financial Market Supervisory Authorities Around The World Issued Warnings
November 27th, 2017
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Holland (Netherlands Authority for the Financial Markets – AFM), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities and Futures Commission – SFC), Malaysia (Securities ...
