Search Results for: UK Financial Conduct Authorit
FCA warning against unauthorised firms
June 11th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: Ayrshire Debt Solutions Limited PL Securities Phoenix Debt ...
FCA finalises rules to improve the protection of client money and custody assets
June 10th, 2014
The Financial Conduct Authority (FCA) has announced in a press release that it has finalised changes to the client money and custody assets (client assets) rules. These changes affect approximately 1,500 FCA regulated firms that carry out investment business, ...
FCA warning against clone firms
June 6th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: GFI Securities Limited Stewart International Inc / Stewart International Ltd Stewart Title Limited” Sachs Manfred Sachs Manfred are clone firms, thus, are ...
Barclays Fine Spurs New U.K. Scrutiny of Derivatives Conflicts
June 6th, 2014
Britain’s markets regulator plans to scrutinize the conflicts of interest banks face when they use derivatives after fining Barclays Plc (BARC) for manipulating the price of gold to avoid a pay-out to a client. The Financial Conduct Authority will ...
FCA says logbook lenders must raise standards
June 5th, 2014
The Financial Conduct Authority (FCA), the British regulatory authority has urged the importance of raising longbook lenders’ standards after finding evidence of poor firm behaviour, including little or no affordability checks with some applicants encouraged to manipulate details of their ...
FCA warning against unauthorised firms
June 4th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: American First City Corporation London & London Bond ...
FCA warning against unauthorised firms
May 29th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: London Prestige Capital Limited Hamilton Carter International Commodities ...
FCA warning against clone firm
May 28th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “Assiprime Euro Brokering” is the clone firm of “Assiprime Euro Brokering Srl”, thus, is not permitted to provide any financial services or ...
Barclays Manipulated Gold as Soon as It Stopped Manipulating Libor
May 26th, 2014
If you were writing a paranoid fantasy of gold price manipulation you’d be hard pressed to come up with something more on the nose than the U.K. Financial Conduct Authority’s order against Barclays. It has everything; it is the ...
FCA warning against unauthorised firms
May 26th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: Premier Mergers and Acquisitions Anytime Loans (www.anytimeloans.co.uk) Albert ...
