Search Results for: UK Financial Conduct Authorit
FCA warning against clone firms
April 25th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: “ING Bank N.V” is the clone of the EAA authorised firm “ING Bank NV London Branch” “Dirkmartens Brokers” is the clone of ...
FCA warning against unauthorised firms
April 24th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: Cash Pals (www.cash-pals.com) Business Finance World Ok-Loans Limited (www.ok-loans.co.uk) ...
FCA appoints two new senior advisers focused on competition and investment banking
April 23rd, 2014
The British Financial Conduct Authority (FCA), has issued a press release announcing the appointment of two senior advisers as follows: Martin Wheatley, chief executive of the FCA, said of the appointments: “Both David and Gunner come with impressive experience ...
Former Deutsche Bank Salesman Admits Bribery in Tokyo
April 22nd, 2014
Former Deutsche Bank AG (DBK) salesman Shigeru Echigo admitted to bribery charges in Tokyo and said he acted on instructions from his managers, as authorities push brokerages to be more judicious in entertaining clients. At the start of his ...
FCA warns for clone firm
April 17th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “United Kingdom Tax Agency/ FIBI BANK PLC UNITED KINGDOM” is not permitted to provide any financial services or products since it is the ...
FCA warning for unauthorised firms
April 16th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or products: Frenson Capital Limited t/a Light Loans (www.lightloans.co.uk) LSE ...
FCA warns for an unauthorised firm
April 14th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “LSE Acquisitions” is not authorised by the FCA to provide financial services or products. Source: FCA
FCA warning for a clone firm
April 14th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “AXA Investment Managers” (www.axa-im.co.uk) is the clone firm of the FCA authorised firm “AXA Investment Managers UK Ltd” (www.axa-im.co.uk, retail.axa-im.co.uk). Therefore, FCA ...
The billion-dollar bash – how post-crisis investigation work is changing the way law firms advise banks
April 11th, 2014
With banks setting aside eye-watering sums of money to meet liabilities generated by the fallout from the financial crash, in-house legal departments and law firms are having to rethink their business models. Alex Newman reports By any standards, $23bn ...
FCA warning for unauthorised firm
April 11th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Stover Limited” is not permitted to provide any financial services or products. Furthermore, FCA points out that “Stover Limited” is neither regulated nor ...
