Search Results for: Brokers
Brokers in push for mutual funds to be added on HKEx platform
November 19th, 2015
Mutual fund trading platform would bolster Hong Kong as a hub for financial products, brokers say Brokers have urged the Hong Kong Exchanges & Clearing to launch a trading platform targeted at listed mutual fund products. The Hong Kong ...
Saxo rolls out SaxoTraderGo to other banks and brokers
November 12th, 2015
Institutional build out to be bolstered through deeper white label partnerships Saxo Markets, the Institutional Division of Saxo Bank Group, continues to enhance its institutional credentials by making its next generation multi-asset trading platform, SaxoTraderGO, available to its white ...
Merrill Brokers Managing $700 Million Go Independent
November 11th, 2015
Four Merrill Lynch brokers are taking a gamble, joining the growing ranks of breakaway brokers. Advisers Ross Fox, Matthew Papazian, Marti Awad and Sarah Keys resigned from the Bank of America Corp.-owned brokerage on Monday and launched their own practice, Cardan Capital Partners, ...
SEC Identifies More Alleged Corrupt Brokers in Stock Manipulation Case
November 5th, 2015
The Securities and Exchange Commission announced it has identified three additional individuals to charge in a penny stock manipulation case the agency filed last year against alleged corrupt brokers and others. The SEC filed a request in federal court ...
SEC Bars Brokers Who Played Favorites to Double Their Commissions
November 2nd, 2015
The Securities and Exchange Commission today barred two brokers at a now-defunct Connecticut brokerage for giving customer order information to certain favored customers, helping those customers get better prices while generating extra commissions for their firm. The SEC also ...
Windsor Brokers Ltd Announces New EXPROCURITY Motto
October 27th, 2015
Investment firm Windsor Brokers Ltd. focuses on the three main strengths that have made it one of the top investment firms worldwide. Windsor Brokers has recently launched its own brand new motto called ‘Exprocurity’ – an acronym which stands ...
Interactive Brokers reports Earnings for 3Q 2015
October 21st, 2015
Interactive Brokers Group, Inc. an automated global electronic broker and market maker has issued a press release to announce on its Group results for the quarter ended September 30, 2015. The Company reported diluted earnings per share on a ...
Six Former Brokers Stand Trial Over Libor
October 7th, 2015
Court hears brokers helped convicted trader Tom Hayes rig interest rate benchmarks for financial gain Six former brokers with nicknames including “Lord Libor” and “Big Nose” helped convicted bank trader Tom Hayes rig interest-rate benchmarks for financial gain, a London court ...
First brokers stand trial over Libor
October 5th, 2015
The first brokers to face prosecution in the global Libor investigation over allegations they helped traders from various panel banks to manipulate the rate by acting as middlemen will go on trial this week in London. The case will ...
Interactive Brokers Group Reports Brokerage Metrics for September 2015
October 2nd, 2015
Interactive Brokers Group Reports Brokerage Metrics for September 2015, includes Reg.-NMS Execution Statistics Interactive Brokers Group, Inc. (NASDAQ GS: IBKR) an automated global electronic broker and market maker, today reported its Electronic Brokerage monthly performance metrics for September. Highlights ...
