Search Results for: CIF
Exchange Publishes Results of its Latest Review of Disclosure in Issuers’ Annual Reports
March 30th, 2015
The Stock Exchange of Hong Kong Limited (the Exchange), a wholly owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), today (Friday) published a report on the findings and recommendations from its review of issuers’ annual reports1 for the ...
KPMG Announces New Strategic Collaboration with Microsoft
March 30th, 2015
Strategic collaboration to deliver new generation of data and analytics, cloud and business solutions. KPMG today announced an expansion of its strategic relationship with Microsoft to include a global collaboration to jointly deliver new suites of innovative solutions and ...
Asia shares swing higher as China nears seven year high
March 30th, 2015
Asian stock markets rose on Monday, with China stocks nearing a seven-year peak on hopes for more infrastructure spending and policy stimulus, while oil prices suffered further from excess supply. Activity was guarded most elsewhere in a week book-ended with holidays ...
Oil price ‘could fall to $30’ say trading experts
March 27th, 2015
Oil prices continued their downward spiral Friday, falling more than $1, after a short-lived rally of around 5 percent the previous day, as concerns of a disruption to supplies in the Middle East appeared to ease. Against this backdrop, ...
Asian stocks mixed as Mideast worries linger, oil eases
March 27th, 2015
Asian stocks were mixed on Friday and the dollar rebounded as rising tensions in the Middle East clouded the investment outlook. Spreadbetters expected Britain’s FTSE .FTSE, Germany’s DAX .GDAXI and France’s CAC.FCHI to tip toe higher while the markets awaited fresh cues from ...
CySec fines WGM Services Ltd
March 26th, 2015
The Cyprus Securities and Exchange Commission (‘CySEC’) has imposed an administrative fine of €10.000 to a Cypriot Investment Firm (CIF), WGM Services Ltd for violation of the article 26(5) of the Law 144(I)-2007 which provides for the provision of ...
Derivatives under MiFID II: Time for equal access
March 26th, 2015
Verena Ross, Executive Director of ESMA, recently delivered a keynote speech to the ABA/Law Society Capital Markets Conference in London. Her speech focused on the importance of increasing transparency in MiFID II “in a manner that does not “damage”, ...
FINRA Sanctions First New York Securities L.L.C. $916,000 for Illegal Short Selling in Advance of 14 Public Offerings
March 26th, 2015
Firm Fined $400,000 and Ordered to Pay More Than $500,000 in Disgorgement; Prohibited From Participating in Secondary Offerings for Six Months The Financial Industry Regulatory Authority (FINRA) announced today that it has sanctioned First New York Securities L.L.C. $916,000 ...
Why liquidity is drying up in the currency market
March 25th, 2015
Sovereign bonds aren’t the only market facing a liquidity shortage. As volatility in the foreign-exchange market has risen over the past eight months, currency traders are finding that liquidity has become much patchier than it once was. Several factors, ...
Latest on Forex firm CWM FX fraud investigations
March 25th, 2015
City of London Police issued a press release urging anyone who has invested in CWM’s (Capital World Markets) managed funds offering 5% interest per month to get in contact. On March 3, police raided offices in the Heron Tower, hauling ...
