Search Results for: ELA
PwC announced new strategic relationship
January 21st, 2016
PwC and LRN Forge Strategic Relationship to Help Organisations Operate with Purpose and Values at their Core PwC and LRN announced a long-term strategic relationship to better help organisations elevate behaviour, define and scale their values, and become animated ...
Nasdaq Launches New, Innovative Investor Relations Platform, Nasdaq IR Insight™
January 15th, 2016
Platform Designed With Extensive Client Collaboration to Capture the Investor Relations Workstream, Improve Data Intelligence and Enhance Decision Making Facilitates and Drives Efficiency of an IR Program by Providing a Single Data Solution Launch Marks the First Step in Wider ...
Venezuelans Escape Currency Collapse with Bitcoin
January 11th, 2016
Cryptocurrency Users Double in One Year “Bitcoin adoption in Venezuela will explode any time now,” one early cryptocurrency adopter in the South American nation confidently predicts. Bitcoin experts argue that the worse an economy is, the more interest there ...
UHY: Expansion into Northern Ireland with Fitch Chartered Accountants
January 8th, 2016
UHY has issued an announcement to inform that the company’s network is expanding into Northern Ireland. UHY announcement refers that: “We are delighted to announce that our network is expanding into Northern Ireland with Fitch Chartered Accountants joining our group, as ...
FINRA Sanctions Barclays Capital, Inc. $13.75 Million for Unsuitable Mutual Fund Transactions and Related Supervisory Failures
December 30th, 2015
The Financial Industry Regulatory Authority (FINRA) announced today that it has ordered Barclays Capital, Inc. to pay more than $10 million in restitution, including interest, to affected customers for mutual fund-related suitability violations. These suitability violations relate to an ...
Financial Regulators of Italy, UK and British Columbia warn in relation with investment firms
December 28th, 2015
The financial regulators of Italy Commissione Nazionale per le Società e la Borsa (Consob), UK Financial Conduct Authority (FCA) and the British Columbia Securities Commission (BCSC) have issued warnings to inform public and investors regarding investment firms. CONSOB Italy ...
FINRA Sanctions Cantor Fitzgerald & Co. $7.3 Million for Selling Billions of Unregistered Microcap Shares, and for Related Supervisory and AML Violations
December 22nd, 2015
Trader and Supervisor Suspended and Fined The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Cantor Fitzgerald & Co. $6 million and ordered disgorgement of nearly $1.3 million in commissions, plus interest, for selling billions of ...
British judge delays trial of RBS shareholder lawsuit to 2017
November 27th, 2015
A High Court judge on Thursday delayed the trial in a drawn-out battle between Royal Bank of Scotland (RBS.L) and shareholders, criticising the lender and its legal advisers for being “unfocused” and swamped by 25 million documents. Thousands of ...
ELITE Connect Investor Relations Platform goes Live
November 24th, 2015
New digital platform for public companies, intermediaries and institutional investors ELITE Connect designed to simplify & lower cost of investor relations Beta testing with selected participants successfully completed Platform now open to accept new participants worldwide London Stock Exchange ...
Hedge funds confront impact of financial market regulations and challenges of evolving prime broker relationships
November 10th, 2015
29% of funds surveyed have experienced prime broker price increases in past year, while 22% anticipate future increases Hedge fund managers seek new asset growth strategies Investments in technology imperative as managers seek transformational change Hedge fund managers are ...
