Search Results for: EY

Brokerage Firm Charged With Failing to Comply With Anti-Money Laundering Laws

June 6th, 2017 (0)
The Securities and Exchange Commission (SEC) has issued an announcement to inform that the Commission charges a Salt Lake City-based brokerage firm with securities law violations related to its alleged practice of clearing transactions for microcap stocks that were used ...

FINRA Bars Former Morgan Stanley Registered Representative

June 2nd, 2017 (0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has barred former Morgan Stanley Smith Barney registered representative John Batista Bocchino for concealing approximately $190 million in Venezuelan bond trades from the firm, which had restricted such trading ...

Friday, June 02: OSB Commodities & Equity Indices Cheat Sheet & Key Levels

June 2nd, 2017 (0)
OSB Commodities & Equity Indices Cheat Sheet & Key Levels for June 02. Gold Open 1271.60, High 1272.80, Low 1263.70, Close 1270.10, -0.42% Changed. Silver Open 17.32, High 17.37 … View table below

Friday, June 02: OSB G10 Currency Pairs Cheat Sheet & Key Levels

June 2nd, 2017 (0)
OSB Daily G10 Currency Pairs Cheat Sheet & Key Levels for June 02. EURUSD Open 1.1245, High 1.1257, Low 1.1202, Close 1.1210, -0.29% Change. GBPUSD Open 1.2889 High 1.2915 … View table below

Euro to Pound: Analysts of global financial firm eye breaking of £0.90

June 1st, 2017 (0)
EUR / GBP Outlook: Morgan Stanley Eye Breaking of £0.90 Expect the Euro to make further gains against the British Pound say analysts at one of the world’s largest investment banks. “We are buyers of most EUR crosses, helped ...

Thursday, June 01: OSB Commodities & Equity Indices Cheat Sheet & Key Levels

June 1st, 2017 (0)
OSB Commodities & Equity Indices Cheat Sheet & Key Levels for June 01. Gold Open 1265.70, High 1276.80, Low 1262.00, Close 1275.40, 0.77% Changed. Silver Open 17.39, High 17.42 … View table below

Thursday, June 01: OSB G10 Currency Pairs Cheat Sheet & Key Levels

June 1st, 2017 (0)
OSB Daily G10 Currency Pairs Cheat Sheet & Key Levels for June 01. EURUSD Open 1.1184, High 1.1252, Low 1.1164, Close 1.1243, 0.52% Change. GBPUSD Open 1.2857 High 1.2920 … View table below

Wednesday, May 31: OSB Commodities & Equity Indices Cheat Sheet & Key Levels

May 31st, 2017 (0)
OSB Commodities & Equity Indices Cheat Sheet & Key Levels for May 31. Gold Open 1271.20, High 1273.40, Low 1261.80, Close 1265.70, -0.45% Changed. Silver Open 17.34, High 17.47 … View table below

Wednesday, May 31: OSB G10 Currency Pairs Cheat Sheet & Key Levels

May 31st, 2017 (0)
OSB Daily G10 Currency Pairs Cheat Sheet & Key Levels for May 31. EURUSD Open 1.1161, High 1.1205, Low 1.1110, Close 1.1185, 0.20% Change. GBPUSD Open 1.2839 High 1.2888 … View table below

Bank of Sydney Enhances Online and Mobile Banking Services with Fiserv

May 30th, 2017 (0)
Fiserv, Inc. (NASDAQ: FISV), a leading global provider of financial services technology solutions, today announced that Bank of Sydney will work with Fiserv to provide its consumer and small business customers with enhanced digital banking capabilities. The bank will ...
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