Search Results for: FSA
Swedish regulator warns for unauthorised firm
September 1st, 2014
The Swedish Financial Supervisory Authority (Finansinspektionen) has published a statement in order to warn investors against dealing with unauthorised firms. More precisely, the New York-based firm, Myers and Baker Associates has not received authorisation from Finansinspektionen and therefore is not ...
Surrender of Licence by Comino Umbrella Fund SICAV plc
August 27th, 2014
Comino Umbrella Fund SICAV plc recently requested the Malta Financial Services Authority (“MFSA”) to accept the surrender of the collective investment scheme licence granted in relation to The Stella Capital Real Estate Opportunity Fund (“the Sub-Fund”). The MFSA has ...
FCA fines RBS and NatWest
August 27th, 2014
The Financial Conduct Authority (FCA) has today fined The Royal Bank of Scotland and NatWest £14,474,600 for serious failings in their advised mortgage sales business. The firms failed to ensure that advice given to customers was suitable. The issues with ...
Finanstilsynet warns against unauthorised firm
August 18th, 2014
MFSA issued a press release informing that Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by Benison Asset Management. Finanstilsynet has been informed that Benison Asset Management (address: Minatomirai Center Building 15F, 3-6-1, Nishi-ku, Yokohama, ...
Technical Analysis Australia 200 – Continues to Retreat Under 5500
July 10th, 2014
Technical Analysis Australia 200 for Thursday, July 10, 2014 The question of whether or not the Australia 200 Index be able to maintain its break through the key resistance level at 5500 was answered a couple of days ago ...
Technical Analysis AUD/USD – Runs Into Resistance at 0.9425 Again
July 10th, 2014
Technical Analysis AUD/USD for Thursday, July 10, 2014 The Australian dollar has started this week well slowly edging higher and regaining some of the lost ground from late last week which saw it drop two a two week low ...
Danske Defeat on Risk Weights Shows Regulatory Supremacy
June 20th, 2014
As regulators across Europe and the U.S. show signs of caving in to bank industry warnings that new rules risk hurting the economy, Denmark’s watchdog has just won a milestone battle against the nation’s biggest bank. Danske Bank A/S ...
Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation
March 31st, 2014
The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part of its Business Plan for 2014/15, which was published today. The forward-looking thematic ...
FCA to investigate how firms deal with risk benchmark manipulation
March 31st, 2014
The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part of its Business Plan for 2014/15, which was published today. The forward-looking thematic ...
FCA and Bank of England agree Memorandum
March 18th, 2014
The Financial Conduct Authority (FCA) and the Bank of England, including the Prudential Regulation Authority (PRA), have agreed a Memorandum of Understanding (MoU) that sets out how they co-operate with one another in relation to the supervision of markets ...
