Search Results for: Financial Conduct Authority (FCA)
FCA proposes reforms to the availability of information in the UK equity IPO process
March 1st, 2017
The Financial Conduct Authority (FCA) has today launched a Consultation Paper (CP) proposing a package of measures to reform the availability of information during the UK equity initial public offering (IPO) process. The IPO process plays a vital role ...
Online Forex and CFD Broker Pepperstone suspends UK trading
February 28th, 2017
Pepperstone has sent an email to its UK clients to inform them that the company is temporarily suspending trading in the UK Pepperstone, an Australian online Forex and CFD retail Broker has informed its UK clients that has suspended ...
FCA UK warns for FX Jupiter
February 22nd, 2017
The Financial Conduct Authority (FCA) has issued a warning to inform investors and public that fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm. According ...
FCA opens discussion on regulatory approach to open-ended funds investing in illiquid assets
February 8th, 2017
The Financial Conduct Authority (FCA) has today published a Discussion Paper (‘Paper’), which seeks stakeholder views on the practice of investing in illiquid assets through open-ended funds and the challenges that can pose to managers and investors. Illiquid assets ...
ECommPay wins Payment Solutions Provider Company of the Year at International Gaming Awards 2017
February 8th, 2017
A carefully selected panel of experts assessed ECommPay’s contributions to the online gaming sector, as well as to the payments industry more generally, to name the company Payment Solutions Provider of the Year at the International Gaming Awards 2017. ...
FCA and PRA publish final changes to enhance enforcement decision-making processes
February 1st, 2017
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have today published final changes in a Policy Statement (PS) aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes. The consultation and policy recommendations covered ...
FCA warns pension scheme operators are at risk from smarter scams
January 24th, 2017
The Financial Conduct authority (FCA), the financial regulator of UK, has issued a warning to alert authorised firms for the risks arising from failing to carry out appropriate due diligence on investment offerings. While aimed primarily at pension scheme ...
Two sentenced to imprisonment suspended in insider dealing case
January 16th, 2017
In a prosecution brought by the Financial Conduct Authority (FCA) Manjeet Mohal, a former employee of Logica Plc, has today been sentenced to 10 months imprisonment suspended for two years in respect of two counts of insider dealing. He ...
FCA warns for a clone of Gain Capital UK
January 9th, 2017
The Financial Conduct Authority (FCA) has issued a warning to inform investors and public that fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm. According ...
ICM Capital Offers £1,000,000 Insurance for FX and CFD Traders
January 6th, 2017
ICM Capital today announces it has enhanced its client-fund protection to cover £1,000,000. This new insurance is available to all ICM Capital live account holders at no additional cost and is underwritten by QBE Underwriting Limited and other participating ...
