Search Results for: Financial Conduct Authority (FCA)
FCA UK fined Investment Firm’s former finance director
September 23rd, 2015
FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function The Financial Conduct Authority (FCA) has fined Mr McNeil £350,000 and prohibited him from performing any ...
FCA UK warns about a clone investment firm
September 2nd, 2015
The Financial Conduct Authority (FCA) of UK has issued a press release to warn public for a clone firm that fraudsters use as part of their tactics to scam people in the UK. The Clone firm’s details are: Ashmore ...
FCA warns against clone and unauthorised firms
August 19th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert investors and public that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details: ...
FCA bans and fines former director of advisory firm TailorMade Independent Ltd
August 13th, 2015
FCA UK has issued a press release to inform on its decision to ban and fine Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings. Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI), has been banned ...
FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud
July 30th, 2015
The Financial Conduct Authority (FCA) has banned Lee Stewart, a former trader at Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) from the UK financial services industry for lacking honesty and integrity following a criminal conviction for fraud in the US. In ...
Firms making good progress in handling unauthorised transactions
July 28th, 2015
Research into how claims are handled for unauthorised transactions (when a payment is made from a consumer’s account without their consent) found that firms are making good efforts to deliver fair outcomes for consumers. A thematic review into the ...
Cash Genie agree with FCA to provide £20 million redress to over 92,000 customers
July 27th, 2015
Ariste Holding Limited, trading as Cash Genie, has entered into an agreement with the Financial Conduct Authority (FCA) to provide over £20 million of redress to more than 92,000 customers for unfair practices. In June 2014, Cash Genie voluntarily ...
Deutsche Bank Moscow Faces Three Investigations Over Possible Money Laundering
July 17th, 2015
German banking giant Deutsche Bank is now undergoing three investigations into possible money-laundering at its Moscow branch after Britain joined the United States and the lender itself in probing suspect trades. The Financial Conduct Authority (FCA), Britain’s financial watchdog, ...
FCA warning against clone firm
July 14th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details: Augustine ...
FCA warning against clone firm
June 18th, 2015
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their tactics to scam people: Clone firm details UBS Wealth Management ...
