Search Results for: Financial Conduct Authority (FCA)
FCA warning against unauthorised firm
February 3rd, 2015
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against: ‘Globus Capital Associates Limited (GCAL)’ Address: Globus Capital Associates Limited (GCAL), Level 3 207 Regent Street, London W1B 3HH Website: https://www.globuscapitallimited.com Email: support@globuscapitallimited.com The warning recommends that the ...
LQD Markets announced on Joint Special Administrators of the Company
February 3rd, 2015
With a press release, LQD Markets wants to announce that: Matthew Haw, Graham Bushby and Matthew Wild of Baker Tilly Restructuring and Recovery LLP (“the Joint Special Administrators”) were appointed as Joint Special Administrators of the Company on Monday ...
FCA warning against unauthorised firm
January 27th, 2015
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against: ‘Thomas Capital Partners’ Address: 194 5th Street, NY 100010-5521, USA Tel: 0016462052772 Fax: 0016462486107 Email: info@thomascapitalpartnersltd.com The warning recommends that the public exercises extreme caution when dealing with this company, ...
Fifty suitors bid for remains of FX firm Alpari
January 26th, 2015
More than 50 companies are bidding to buy all or part of failed forex and spreadbetting firm Alpari UK, City A.M. understands – with international units of the wider Alpari group among those who are interested. Alpari’s Japanese and ...
FCA warning against unauthorised firm
January 13th, 2015
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Wakamy Libman and Associates” (www.wakamylibman.com). The warning recommends that the public exercises extreme caution when dealing with this company, since is not permitted to provide any ...
FCA doubles interventions in 2014
January 5th, 2015
The Financial Conduct Authority (FCA) doubled the number of times it intervened to force firms to change their practices in 2014. The FCA made 31 ‘early interventions’ – which are done without a lengthy official investigation – in 2014 ...
FCA warning against unauthorised firm
January 3rd, 2015
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “FXGL Capital” (www.fxglcapital.com). The warning recommends that the public exercises extreme caution when dealing with this company, since is not permitted to provide any financial services or ...
FCA warning against unauthorised firm
December 17th, 2014
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Keystone Corporate Group” (www.keystonecorporategrp.com). The warning recommends that the public exercises extreme caution when dealing with this company, since is not permitted to provide any financial ...
Watchdog reshuffle: Zitah McMillan and Victoria Raffe set to leave FCA ahead of Davis report
December 9th, 2014
A drastic shakeup of top positions at the City’s main financial watchdog was announced yesterday, ahead of tomorrow’s release of a damning report on failings at the regulator. The Financial Conduct Authority (FCA) confirmed that executives Zitah McMillan and ...
Tesco boss Dave Lewis overhauls management structure amid accounting scandal
December 2nd, 2014
Tesco’s newly appointed CEO Dave Lewis has overhauled the management structure of the British retailer in the wake of an accounting scandal that led to eight managers being suspended. Lewis will temporarily head UK operations as the current managing ...
