Search Results for: Financial Conduct Authority (FCA)
FCA warning against unauthorised firm
October 20th, 2014
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Gilmoore Financial” (www.gilmoore-finance.com). The warning recommends that the public exercises extreme caution when dealing with this company, since it is not permitted to provide any financial ...
FCA warning against unauthorised firm
October 17th, 2014
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “AVA Capital Management” (www.avacapitalmanagement.com). The warning recommends that the public exercises extreme caution when dealing with this company, since it is not permitted to provide any ...
Temporary prohibition of short selling
October 17th, 2014
The Financial Conduct Authority (FCA) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March ...
FCA warning against unauthorised firms
October 16th, 2014
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Omega Trading Limited” (www.omega-trading.co.uk), “International Mergers and Acquisitions Board of Japan” (www.imabjp.org) and “Smith and Jacobs” (www.smithandjacobs.com). The warning recommends that the public exercises extreme caution ...
UK banks pay out $2.5 billion for swaps mis-selling
October 14th, 2014
Britain’s biggest banks have paid out less than 40 percent of the 4 billion pounds ($6.4 billion) set aside to cover the mis-selling of complex interest rate hedging products, according to data from the financial regulator. The mis-selling is ...
FCA warning against unauthorised firms
October 13th, 2014
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “B2S Forex” (www.b2sforex.com) and “National Debt Assistance” (www.nationaldebtassistance.co.uk/ www.nationaldebtassistance.co.uk/gov). The warning recommends that the public exercises extreme caution when dealing with these companies, since are not permitted ...
FCA warning against unauthorised firms
October 7th, 2014
The Financial Conduct Authority (FCA), the British regulator, has issued a warning about “Global Investment Bank” (www.globalinvestmentbank.g-i-b.biz/home.htm) and “MTR Global” (www.mtrglobal.com). The warning recommends that the public exercises extreme caution when dealing with these companies, since are not permitted ...
FCA warning against unauthorised firm
October 3rd, 2014
The Financial Conduct Authority (FCA), the British regulator, has issued a warning about “MFEX Capital Management LLP / MFEX Capital Fund Investors / MFEX Enterprise Trust Plc” (www.mfexcapital.com). The warning recommends that the public exercises extreme caution when dealing ...
Greg Medcraft of ASIC re-elected IOSCO Board Chair
October 3rd, 2014
The International Organization of Securities Commissions (IOSCO) today re-elected Mr. Greg Medcraft as Chairman of the IOSCO Board. Mr. Medcraft was re-elected at the inaugural meeting of the newly constituted Board, during the IOSCO Annual Conference in Rio de ...
FCA warning against unauthorised firms
September 29th, 2014
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing investors that the firm “Barclay Lewis” (www.barclaylewis.com) and “SMS Fast Cash” (www.smsfastcash.com, www.sms-fastcash.net, www.sms-fast-cash.com) are not permitted to provide any financial services or products. FCA warns that these ...
