Search Results for: Financial Conduct Authority
Fifty suitors bid for remains of FX firm Alpari
January 26th, 2015
More than 50 companies are bidding to buy all or part of failed forex and spreadbetting firm Alpari UK, City A.M. understands – with international units of the wider Alpari group among those who are interested. Alpari’s Japanese and ...
London Capital Group – Conversion of Loan Notes
January 22nd, 2015
The Company announces that, on 20 January 2015, the Company approved a notice from GLIO Holdings Limited (“GLIO”) to convert 1,688,000 loan notes of £1.00 each in LCG at a price of 25.02p in accordance with the terms of ...
Supervisory Authorities issued warnings on unauthorised companies
January 13th, 2015
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Austria (Financial Market Authority – FMA) and Norway (Finanstilsynet), report the following companies offering investment services without the required authorisation. Stanley Hudson (www.stanleyhudsonassociates.com), with declared headquarters in Montreal (Canada); ...
FCA warning against unauthorised firm
January 13th, 2015
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Wakamy Libman and Associates” (www.wakamylibman.com). The warning recommends that the public exercises extreme caution when dealing with this company, since is not permitted to provide any ...
FCA warning against unauthorised firm
January 7th, 2015
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “AGF Markets” (www.agfmarkets.com). The warning recommends that the public exercises extreme caution when dealing with this company, since is not permitted to provide any financial services or ...
FCA doubles interventions in 2014
January 5th, 2015
The Financial Conduct Authority (FCA) doubled the number of times it intervened to force firms to change their practices in 2014. The FCA made 31 ‘early interventions’ – which are done without a lengthy official investigation – in 2014 ...
FCA warning against unauthorised firm
January 3rd, 2015
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “FXGL Capital” (www.fxglcapital.com). The warning recommends that the public exercises extreme caution when dealing with this company, since is not permitted to provide any financial services or ...
U.K. regulators hit hurdles on fixing benchmarks
December 18th, 2014
U.K. regulators are expected to report in coming weeks on plans to fix global financial benchmarks. But efforts so far under way are already running into difficulties. Some market participants are worried that a new benchmark silver price isn’t ...
FCA warning against unauthorised firm
December 17th, 2014
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Keystone Corporate Group” (www.keystonecorporategrp.com). The warning recommends that the public exercises extreme caution when dealing with this company, since is not permitted to provide any financial ...
FCA warning against clone firm
December 16th, 2014
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Artemis Fund Managers (clone of FCA authorised firm) Address: Cassini House, 152 City Road, London EC1V 2NX Email: complaints@artemisfundmanagers.com Website: www.artemisfundmanagers.com is NOT authorised under the ...
