Search Results for: Financial Conduct Authority
FCA warning for unauthorised firm
March 18th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Riggs Bank Europe Limited” is not permitted to provide financial services or products. Furthermore, FCA points out that “Riggs Bank Europe Limited” is ...
FCA warning for clone firm
March 17th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Berenberg Private Banking” is a clone firm of the FCA authorised firm “Joh. Berenberg, Gossler & Co. KG” and therefore it is not ...
FCA warning for a clone firm
March 13th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that BlackRock Fund Managers Limited, www.blackrock.co.uk (clone firm is using Authorised Firm’s website) is a clone firm and is not permitted to provide any ...
Warning from FCA of a clone firm (FA International)
March 12th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that FA International (www.fa-international.com) is a clone firm and is not permitted to provide any financial services or products. FCA points out that ...
Warning was given to TL Mallen, LLC
March 10th, 2014
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that TL Mallen, LLC (http:// www.tlmallen.com) is not permitted to provide financial services or products. FCA points out that TL Mallen, LLC ...
Regulators Zone
February 4th, 2014
Market Regulation
February 4th, 2014
A “regulated market” or “organized market” as defined by Directive 2004/39/EC means the multilateral system managed or operated by a market operator and which brings together or facilitates the bringing together of multiple third-party buying or/and selling interests in ...
ISX Demerger of profitable European businesses & associated assets
September 17th, 2021
iSignthis Limited (ASX: ISX), a leading payments and identity technology company, has issued an announcement to inform that: iSignthis Limited (ASX: ISX) is exploring a proposed demerger of subsidiary ISX Financial EU Ltd (ISXFEU), by way of a reduction ...
The global reset scam
November 20th, 2020
This article takes a tilt at increasing speculation about statist global resets, and why plans such as those promoted by the World Economic Forum will fail. Central bank digital currencies will simply run out of time. Instead, the ...
GDPR fines mount
September 2nd, 2020
In the over two years since Europe’s General Data Protection Regulation (GDPR) was implemented on the EU and EEA, a team of financial analysts from Finbold has studied the fines and penalties that data protection authorities have imposed within ...
